LIU VINCENT (EVP) exercised options at RBB BANCORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/24/2025ACC: 0001437749-25-008916
-657.00
Net shares
Net seller
$11.2K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
1.83K acquired · 2.49K disposed
Non-Derivative Transactions2
Common Stock, No Par Value
Direct
Shares
+1.83K
Price / share
$17.07
Trade value
$31.32K
% of position
13.4%
3/21/2025
13.72K→15.55K
Common Stock, No Par Value
Direct
Shares
−657.00
Price / share
$17.07
Trade value
$11.21K
% of position
4.2%
3/21/2025
15.55K→14.89K
Total
Net shares
+1.18K
Net value
$20.11K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par Value Direct | 3/21/2025 | M · Option Exercise | +1.83K | $17.07 | $31.32K | 13.4% | 13.72K | 15.55K |
| Common Stock, No Par Value Direct | 3/21/2025 | F · Tax Withholding | −657.00 | $17.07 | $11.21K | 4.2% | 15.55K | 14.89K |
| Total | +1.18K | $20.11K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Restricted Stock Units
5.50K shares
Shares
−1.83K
Strike price
0
Held after
3.67K
Exercisable
—
3/21/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Restricted Stock Units5.50K shares | 3/21/2025 | M · Option Exercise | −1.83K | 0 | — | 3.67K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Restricted Stock Units
DirectUnderlying security
Restricted Stock Units
Underlying shares
1.20K
Shares owned
1.20K
Exercise price
0.0000
Expiration
—
Exercise window
—
Restricted Stock Units
DirectUnderlying security
Restricted Stock Units
Underlying shares
1.86K
Shares owned
1.86K
Exercise price
0.0000
Expiration
—
Exercise window
—
Total
Underlying
3.07K
Owned
3.07K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Restricted Stock Units | 0.0000 | — | — | 1.20K | 1.20K |
| Restricted Stock Units Direct | Restricted Stock Units | 0.0000 | — | — | 1.86K | 1.86K |
| Total | 3.07K | 3.07K | ||||