LITVACK FRANK exercised options at CAPRICOR THERAPEUTICS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/4/2025ACC: 0001415889-25-006736
-2.54K
Net shares
Net seller
$34.8K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
25K acquired · 27.54K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+25K
Price / share
$1.39
Trade value
$34.75K
% of position
23.3%
3/3/2025
107.38K→132.38K
Common Stock
Direct
Shares
−2.54K
Price / share
$13.67
Trade value
$34.76K
% of position
1.9%
3/3/2025
132.38K→129.84K
Total
Net shares
+22.46K
Net value
-$12.81
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/3/2025 | M · Option Exercise | +25K | $1.39 | $34.75K | 23.3% | 107.38K | 132.38K |
| Common Stock Direct | 3/3/2025 | F · Tax Withholding | −2.54K | $13.67 | $34.76K | 1.9% | 132.38K | 129.84K |
| Total | +22.46K | -$12.81 | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
25K shares
Shares
−25K
Strike price
1.39
Held after
0.00
Exercisable
—
3/3/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock25K shares | 3/3/2025 | M · Option Exercise | −25K | 1.39 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned46.28K
Total
46.28K indirect46.28K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 46.28K | Indirect |
| Total | 46.28K | 46.28K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported