LITVACK FRANK exercised options at CAPRICOR THERAPEUTICS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/14/2026ACC: 0001310715-26-000004
0.00
Net shares
Net seller
$5.5K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
3.94K acquired · 3.94K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+3.94K
Price / share
$1.39
Trade value
$5.47K
% of position
3.0%
5/13/2026
129.84K→133.78K
Total
Net shares
+3.94K
Net value
$5.47K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/13/2026 | M · Option Exercise | +3.94K | $1.39 | $5.47K | 3.0% | 129.84K | 133.78K |
| Total | +3.94K | $5.47K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
3.94K shares
Shares
−3.94K
Strike price
1.39
Held after
0.00
Exercisable
—
5/13/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock3.94K shares | 5/13/2026 | M · Option Exercise | −3.94K | 1.39 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned46.28K
Total
46.28K indirect46.28K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 46.28K | Indirect |
| Total | 46.28K | 46.28K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported