LITTLE PAUL R

PrivateCIK: 1364612
Location

BERLIN, CT

LITTLE PAUL R (SVP and CCO) exercised options at SI FINANCIAL GROUP, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises
InsiderLITTLE PAUL RCIK 1364612
IssuerSI FINANCIAL GROUP, INC.CIK 1500213
Officer· SVP and CCO
Since Dec 2018
-24.65K
Net shares
Net seller
$315.3K
Total sold
0
Open market trades
0B · 0S
9
Total transactions
27K acquired · 51.65K disposed
Non-Derivative Transactions6

Common Stock

Direct
M · Option Exercise

Shares

+1K

Price / share

$11.20

Trade value

$11.20K

% of position

13.5%
12/28/2018
7.42K8.42K

Common Stock

Direct
F · Tax Withholding

Shares

912.00

Price / share

$12.79

Trade value

$11.66K

% of position

10.8%
12/28/2018
8.42K7.50K

Common Stock

Direct
M · Option Exercise

Shares

+20K

Price / share

$11.01

Trade value

$220.20K

% of position

266.5%
12/28/2018
7.50K27.50K

Common Stock

Direct
F · Tax Withholding

Shares

18.05K

Price / share

$12.79

Trade value

$230.81K

% of position

65.6%
12/28/2018
27.50K9.46K

Common Stock

Direct
M · Option Exercise

Shares

+6K

Price / share

$11.86

Trade value

$71.16K

% of position

63.4%
12/28/2018
9.46K15.46K

Common Stock

Direct
F · Tax Withholding

Shares

5.69K

Price / share

$12.79

Trade value

$72.81K

% of position

36.8%
12/28/2018
15.46K9.77K
Total

Net shares

+2.35K

Net value

-$12.73K

Derivative Transactions3

Stock Options

Direct
M · Option Exercise
Converts to

Common Stock

1K shares

Shares

1K

Strike price

11.20

Held after

0.00

Exercisable

12/28/2018

Stock Options

Direct
M · Option Exercise
Converts to

Common Stock

20K shares

Shares

20K

Strike price

11.01

Held after

0.00

Exercisable

12/28/2018

Stock Options

Direct
M · Option Exercise
Converts to

Common Stock

6K shares

Shares

6K

Strike price

11.86

Held after

4K

Exercisable

12/28/2018
Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect
Shares owned4.79K
Total
4.79K indirect4.79K
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
LITTLE PAUL R — Insider Transaction (Form 4) Filed Jan 2, 2019 | Finecho