Filed: 11/9/2023ACC: 0001539639-23-000008
📋 What this filing means
LITTLE HARBOR ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 7 equity positions with a total reported market value of $123.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
7
Positions
$123.7K
Total AUM (reported)
1.16M
Total Shares
Allocation by class
TR UNIT$91.8K74.2%
BLACKSTONE SENR$6.5K5.3%
SR LN ETF$6.5K5.3%
BLOOMBERG SHT TE$6.4K5.2%
SHRT TRM CORP BD$6.3K5.1%
SENIOR LN FD$6.2K5.0%
Portfolio Concentration
Top 3$102.3K82.8%
4–10$21.3K17.2%
Top 3 weight
82.8%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 2.32M
Sole
Full voting authority
1.16M
shares
% of voting shares50.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.16M
shares
% of voting shares50.0%
Investment Discretion (by position count)
Sole2
Shared0
Other5
Dominant voting typeNone · 50.0% of voting shares
Institutional Holdings7
Rows:
SPDR S&P 500 ETF TR
SOLEShares209K
TypeSH
Market value$89.3K
72.24%
Sole
209K
Shared
0.00
None
209K
SSGA ACTIVE ETF TR
OTRShares155.14K
TypeSH
Market value$6.5K
5.26%
Sole
155.14K
Shared
0.00
None
155.14K
INVESCO EXCH TRADED FD TR II
OTRShares309.31K
TypeSH
Market value$6.5K
5.25%
Sole
309.31K
Shared
0.00
None
309.31K
SPDR SER TR
OTRShares260.81K
TypeSH
Market value$6.4K
5.16%
Sole
260.81K
Shared
0.00
None
260.81K
VANGUARD SCOTTSDALE FDS
OTRShares84.30K
TypeSH
Market value$6.3K
5.12%
Sole
84.30K
Shared
0.00
None
84.30K
FIRST TR EXCHANGE-TRADED FD
OTRShares135.20K
TypeSH
Market value$6.2K
5.00%
Sole
135.20K
Shared
0.00
None
135.20K
INVESCO QQQ TR
SOLEShares6.78K
TypeSH
Market value$2.4K
1.96%
Sole
6.78K
Shared
0.00
None
6.78K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 209K | SH | $89.3K 72.24% | 209K | 0.00 | 209K |
SSGA ACTIVE ETF TROTR | BLACKSTONE SENR | 155.14K | SH | $6.5K 5.26% | 155.14K | 0.00 | 155.14K |
INVESCO EXCH TRADED FD TR IIOTR | SR LN ETF | 309.31K | SH | $6.5K 5.25% | 309.31K | 0.00 | 309.31K |
SPDR SER TROTR | BLOOMBERG SHT TE | 260.81K | SH | $6.4K 5.16% | 260.81K | 0.00 | 260.81K |
VANGUARD SCOTTSDALE FDSOTR | SHRT TRM CORP BD | 84.30K | SH | $6.3K 5.12% | 84.30K | 0.00 | 84.30K |
FIRST TR EXCHANGE-TRADED FDOTR | SENIOR LN FD | 135.20K | SH | $6.2K 5.00% | 135.20K | 0.00 | 135.20K |
INVESCO QQQ TRSOLE | TR UNIT | 6.78K | SH | $2.4K 1.96% | 6.78K | 0.00 | 6.78K |