LINK RICHARD A (Group VP, Controller, CAO) reported 2 transactions at SMART & FINAL STORES, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 6/20/2019ACC: 0001104659-19-036674
Officer· Group VP, Controller, CAO
Since Apr 2019
-220.97K
Net shares
Net seller
$999.1K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
220.97K disposed
Non-Derivative Transactions2
Common stock (par value $0.001)
Direct
Shares
−141.67K
Price / share
$6.50
Trade value
$920.86K
% of position
New position
6/20/2019
141.67K→0.00
Common stock (par value $0.001)
Direct
Shares
−12.04K
Price / share
$6.50
Trade value
$78.25K
% of position
New position
6/20/2019
12.04K→0.00
Total
Net shares
−153.71K
Net value
-$999.12K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common stock (par value $0.001) Direct | 6/20/2019 | D · Disposition | −141.67K | $6.50 | $920.86K | New position | 141.67K | 0.00 |
| Common stock (par value $0.001) Direct | 6/20/2019 | D · Disposition | −12.04K | $6.50 | $78.25K | New position | 12.04K | 0.00 |
| Total | −153.71K | -$999.12K | ||||||
Derivative Transactions1
Stock option (right to buy)
Direct
Converts to
Common stock
67.26K shares
Shares
−67.26K
Strike price
5.27
Held after
0.00
Exercisable
—
6/20/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock option (right to buy) Direct | Common stock67.26K shares | 6/20/2019 | D · Disposition | −67.26K | 5.27 | — | 0.00 |