LINDSTROM RICHARD reported 2 transactions at TEARLAB CORP
Review the transaction codes below to understand the nature of each event.
Filed: 7/9/2020ACC: 0001493152-20-012960
-27.44K
Net shares
Net seller
$1.2K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
27.44K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−14.78K
Price / share
$0.06
Trade value
$865.99
% of position
New position
7/9/2020
14.78K→0.00
Common Stock
Indirect
Shares
−6K
Price / share
$0.06
Trade value
$351.60
% of position
New position
7/9/2020
6K→0.00
Total
Net shares
−20.78K
Net value
-$1.22K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/9/2020 | U · U | −14.78K | $0.06 | $865.99 | New position | 14.78K | 0.00 |
| Common Stock Indirect | 7/9/2020 | U · U | −6K | $0.06 | $351.60 | New position | 6K | 0.00 |
| Total | −20.78K | -$1.22K | ||||||
Derivative Transactions1
Warrant (right to purchase)
Direct
Converts to
Common Stock
6.67K shares
Shares
−6.67K
Strike price
11.25
Held after
0.00
Exercisable
—
7/9/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrant (right to purchase) Direct | Common Stock6.67K shares | 7/9/2020 | U · U | −6.67K | 11.25 | — | 0.00 |