LINDSTROM ALLEN W (Chief Financial Officer) reported 4 transactions at BARNES & NOBLE INC
Review the transaction codes below to understand the nature of each event.
Filed: 8/7/2019ACC: 0000950138-19-000431
Officer· Chief Financial Officer
Since Jul 2018
-299.29K
Net shares
Net seller
$977.3K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
299.29K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
−148.30K
Price / share
$6.50
Trade value
$963.94K
% of position
60.8%
8/7/2019
243.86K→95.56K
Common Stock
Direct
Shares
−43.92K
Price / share
—
Trade value
—
% of position
46.0%
8/7/2019
95.56K→51.65K
Common Stock
Direct
Shares
−51.65K
Price / share
—
Trade value
—
% of position
New position
8/7/2019
51.65K→0.00
Common Stock
Indirect
Shares
−2.06K
Price / share
$6.50
Trade value
$13.39K
% of position
New position
8/7/2019
2.06K→0.00
Total
Net shares
−245.92K
Net value
-$977.33K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/7/2019 | U · U | −148.30K | $6.50 | $963.94K | 60.8% | 243.86K | 95.56K |
| Common Stock Direct | 8/7/2019 | D · Disposition | −43.92K | — | — | 46.0% | 95.56K | 51.65K |
| Common Stock Direct | 8/7/2019 | D · Disposition | −51.65K | — | — | New position | 51.65K | 0.00 |
| Common Stock Indirect | 8/7/2019 | U · U | −2.06K | $6.50 | $13.39K | New position | 2.06K | 0.00 |
| Total | −245.92K | -$977.33K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
53.37K shares
Shares
−53.37K
Strike price
10.35
Held after
0.00
Exercisable
—
8/7/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock53.37K shares | 8/7/2019 | D · Disposition | −53.37K | 10.35 | — | 0.00 |