LINDQUIST SHAWN J. (Chief Legal Officer) reported 2 transactions at VIVINT SMART HOME, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 9/21/2020ACC: 0000899243-20-025858
Officer· Chief Legal Officer
Since Jan 2020
-1.06K
Net shares
Net seller
$18.9K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
9K acquired · 10.06K disposed
Non-Derivative Transactions2
Class A Common Stock
Direct
Shares
+9K
Price / share
—
Trade value
—
% of position
56.2%
9/17/2020
16.01K→25K
Class A Common Stock
Direct
Shares
−1.06K
Price / share
$17.82
Trade value
$18.94K
% of position
4.3%
9/17/2020
25K→23.94K
Total
Net shares
+7.93K
Net value
-$18.94K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 9/17/2020 | C · Conversion | +9K | — | — | 56.2% | 16.01K | 25K |
| Class A Common Stock Direct | 9/17/2020 | F · Tax Withholding | −1.06K | $17.82 | $18.94K | 4.3% | 25K | 23.94K |
| Total | +7.93K | -$18.94K | ||||||
Derivative Transactions1
Earnout Rights
Direct
Converts to
Class A Common Stock
9K shares
Shares
−9K
Strike price
Held after
0.00
Exercisable
—
9/17/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Earnout Rights Direct | Class A Common Stock9K shares | 9/17/2020 | C · Conversion | −9K | — | 0.00 |