LINDQUIST SHAWN J. (Chief Legal Officer) reported 2 transactions at VIVINT SMART HOME, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 3/13/2020ACC: 0000899243-20-008343
Officer· Chief Legal Officer
Since Jan 2020
-348.00
Net shares
Net seller
$9.7K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
8.91K acquired · 9.26K disposed
Non-Derivative Transactions2
Class A Common Stock
Direct
Shares
+8.91K
Price / share
—
Trade value
—
% of position
104.9%
3/11/2020
8.50K→17.41K
Class A Common Stock
Direct
Shares
−348.00
Price / share
$27.98
Trade value
$9.74K
% of position
2.0%
3/11/2020
17.41K→17.06K
Total
Net shares
+8.56K
Net value
-$9.74K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 3/11/2020 | C · Conversion | +8.91K | — | — | 104.9% | 8.50K | 17.41K |
| Class A Common Stock Direct | 3/11/2020 | F · Tax Withholding | −348.00 | $27.98 | $9.74K | 2.0% | 17.41K | 17.06K |
| Total | +8.56K | -$9.74K | ||||||
Derivative Transactions1
Earnout Rights
Direct
Converts to
Class A Common Stock
8.91K shares
Shares
−8.91K
Strike price
Held after
8.91K
Exercisable
—
3/11/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Earnout Rights Direct | Class A Common Stock8.91K shares | 3/11/2020 | C · Conversion | −8.91K | — | 8.91K |