LINDQUIST SHAWN J. (Chief Legal Officer) reported 2 transactions at VIVINT SMART HOME, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 2/28/2020ACC: 0000899243-20-006380
Officer· Chief Legal Officer
Since Jan 2020
-392.00
Net shares
Net seller
$7.9K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
8.91K acquired · 9.30K disposed
Non-Derivative Transactions2
Class A Common Stock
Direct
Shares
+8.91K
Price / share
—
Trade value
—
% of position
New position
2/26/2020
0.00→8.91K
Class A Common Stock
Direct
Shares
−392.00
Price / share
$20.07
Trade value
$7.87K
% of position
4.4%
2/26/2020
8.91K→8.52K
Total
Net shares
+8.52K
Net value
-$7.87K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 2/26/2020 | C · Conversion | +8.91K | — | — | New position | 0.00 | 8.91K |
| Class A Common Stock Direct | 2/26/2020 | F · Tax Withholding | −392.00 | $20.07 | $7.87K | 4.4% | 8.91K | 8.52K |
| Total | +8.52K | -$7.87K | ||||||
Derivative Transactions1
Earnout Rights
Direct
Converts to
Class A Common Stock
8.91K shares
Shares
−8.91K
Strike price
Held after
17.81K
Exercisable
—
2/26/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Earnout Rights Direct | Class A Common Stock8.91K shares | 2/26/2020 | C · Conversion | −8.91K | — | 17.81K |