LINDELL PETER enters NEONODE INC. with 1.53M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 1/3/2019ACC: 0001209191-19-000626
1.53M
Baseline shares
0.00
Direct ownership
0 positions
116.67K
Derivative underlying
1 instrument
1
Security positions
1.53M indirect
Non-Derivative Holdings1
Common Stock
IndirectShares owned1.53M
Total
1.53M indirect1.53M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.53M | Indirect |
| Total | 1.53M | 1.53M indirect |
Derivative Holdings1
Common Stock Warrant
IndirectUnderlying security
Common Stock
Underlying shares
116.67K
Shares owned
N/A
Exercise price
20.00
Expiration
—
Exercise window
—
Total
Underlying
116.67K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Common Stock Warrant Indirect | Common Stock | 20.00 | — | — | 116.67K | N/A |
| Total | 116.67K | 0.00 | ||||