LINDBURG ROY G (President) reported 2 transactions at SECURITY FEDERAL CORP
Review the transaction codes below to understand the nature of each event.
Filed: 4/20/2020ACC: 0000939057-20-000166
DirectorOfficer· President
Since Feb 2020
0.00
Net shares
Net seller
$100.0K
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
5K acquired · 5K disposed
Non-Derivative Transactions2
Common Stock, par value $0.01 per share
Indirect
Shares
+2.50K
Price / share
$20.00
Trade value
$50K
% of position
14.5%
2/14/2020
17.29K→19.79K
Common Stock, $.01 par value per share
Indirect
Shares
+2.50K
Price / share
$20.00
Trade value
$50K
% of position
12.6%
2/17/2020
19.79K→22.29K
Total
Net shares
+5K
Net value
$100K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share Indirect | 2/14/2020 | C · Conversion | +2.50K | $20.00 | $50K | 14.5% | 17.29K | 19.79K |
| Common Stock, $.01 par value per share Indirect | 2/17/2020 | C · Conversion | +2.50K | $20.00 | $50K | 12.6% | 19.79K | 22.29K |
| Total | +5K | $100K | ||||||
Derivative Transactions2
8% Convertible Senior Debenture
Indirect
Converts to
Common Stock
2.50K shares
Shares
−2.50K
Strike price
20
Held after
2.50K
Exercisable
—
2/14/2020
8% Convertible Senior Debenture
Indirect
Converts to
Common Stock
2.50K shares
Shares
−2.50K
Strike price
20
Held after
0.00
Exercisable
—
2/17/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| 8% Convertible Senior Debenture Indirect | Common Stock2.50K shares | 2/14/2020 | C · Conversion | −2.50K | 20 | — | 2.50K |
| 8% Convertible Senior Debenture Indirect | Common Stock2.50K shares | 2/17/2020 | C · Conversion | −2.50K | 20 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Common Stock, $.01 par value per share
IndirectShares owned33.30K
Common Stock, $.01 par value per share
DirectShares owned3.71K
Total
3.71K direct·33.30K indirect37.02K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, $.01 par value per share | 33.30K | Indirect |
| Common Stock, $.01 par value per share | 3.71K | Direct |
| Total | 37.02K | 3.71K direct·33.30K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported