LIN CHUANG I exercised options at RBB BANCORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/20/2024ACC: 0001437749-24-017741
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
10.25K acquired · 10.25K disposed
Non-Derivative Transactions1
Common Stock, No Par Value
Direct
Shares
+10.25K
Price / share
—
Trade value
—
% of position
36.8%
5/17/2024
27.88K→38.13K
Total
Net shares
+10.25K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par Value Direct | 5/17/2024 | M · Option Exercise | +10.25K | — | — | 36.8% | 27.88K | 38.13K |
| Total | +10.25K | $0.00 | ||||||
Derivative Transactions1
Option (right to buy)
Direct
Converts to
Common Stock
10.25K shares
Shares
−10.25K
Strike price
13.2098
Held after
10.25K
Exercisable
—
5/17/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Option (right to buy) Direct | Common Stock10.25K shares | 5/17/2024 | M · Option Exercise | −10.25K | 13.2098 | — | 10.25K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)3
Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
10K
Shares owned
10K
Exercise price
17.0800
Expiration
—
Exercise window
—
Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
10K
Shares owned
10K
Exercise price
18.2500
Expiration
—
Exercise window
—
Restricted Stock Units
DirectUnderlying security
Restricted Stock Units
Underlying shares
1.60K
Shares owned
700.00
Exercise price
0.0000
Expiration
—
Exercise window
—
Total
Underlying
21.60K
Owned
20.70K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Option (right to buy) Direct | Common Stock | 17.0800 | — | — | 10K | 10K |
| Option (right to buy) Direct | Common Stock | 18.2500 | — | — | 10K | 10K |
| Restricted Stock Units Direct | Restricted Stock Units | 0.0000 | — | — | 1.60K | 700.00 |
| Total | 21.60K | 20.70K | ||||