LIN CHIH-HSIANG (THOMPSON) (President and CEO) reported 4 transactions at APPLIED OPTOELECTRONICS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 6/1/2026ACC: 0001683168-26-004427
DirectorOfficer· President and CEO
Since Jul 2018
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
807.60K acquired · 807.60K disposed
Non-Derivative Transactions4
Common Stock, $.001 par value
Indirect
Shares
−85.79K
Price / share
—
Trade value
—
% of position
9.6%
5/28/2026
893.39K→807.60K
Common Stock, $.001 par value
Indirect
Shares
+85.79K
Price / share
—
Trade value
—
% of position
New position
5/28/2026
0.00→85.79K
Common Stock, $.001 par value
Indirect
Shares
−721.81K
Price / share
—
Trade value
—
% of position
47.2%
5/28/2026
1.53M→807.60K
Common Stock, $.001 par value
Indirect
Shares
+721.81K
Price / share
—
Trade value
—
% of position
841.4%
5/28/2026
85.79K→807.60K
Total
Net shares
+0.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 par value Indirect | 5/28/2026 | G · Gift | −85.79K | — | — | 9.6% | 893.39K | 807.60K |
| Common Stock, $.001 par value Indirect | 5/28/2026 | G · Gift | +85.79K | — | — | New position | 0.00 | 85.79K |
| Common Stock, $.001 par value Indirect | 5/28/2026 | J · J | −721.81K | — | — | 47.2% | 1.53M | 807.60K |
| Common Stock, $.001 par value Indirect | 5/28/2026 | J · J | +721.81K | — | — | 841.4% | 85.79K | 807.60K |
| Total | +0.00 | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)2
Common Stock, $.001 par value
IndirectShares owned807.60K
Common Stock, $.001 par value
DirectShares owned1.45M
Total
1.45M direct·807.60K indirect2.26M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, $.001 par value | 807.60K | Indirect |
| Common Stock, $.001 par value | 1.45M | Direct |
| Total | 2.26M | 1.45M direct·807.60K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported