LIMBER JOSEPH M exercised options at XOMA ROYALTY CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/31/2026ACC: 0001214659-26-004100
0.00
Net shares
Net seller
$33.9K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
3.03K acquired · 3.03K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+3.03K
Price / share
$11.20
Trade value
$33.89K
% of position
48.7%
3/27/2026
6.21K→9.23K
Total
Net shares
+3.03K
Net value
$33.89K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/27/2026 | M · Option Exercise | +3.03K | $11.20 | $33.89K | 48.7% | 6.21K | 9.23K |
| Total | +3.03K | $33.89K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
3.03K shares
Shares
−3.03K
Strike price
11.20
Held after
0.00
Exercisable
—
3/27/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock3.03K shares | 3/27/2026 | M · Option Exercise | −3.03K | 11.20 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Depositary Shares - 8.375% Series B Cumulative Stock
DirectShares owned20K
8.625% Series A Cumulative Perpetual Preferred Stock
DirectShares owned10K
Total
30K direct30K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Depositary Shares - 8.375% Series B Cumulative Stock | 20K | Direct |
| 8.625% Series A Cumulative Perpetual Preferred Stock | 10K | Direct |
| Total | 30K | 30K direct |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported