LIGHTSPEED SPV I-B, LLC reported 4 transactions at RUBRIK, INC.

Review the transaction codes below to understand the nature of each event.

LIGHTSPEED SPV I-B, LLC

Filed: 1/17/2025ACC: 0001415889-25-001689

InsiderLIGHTSPEED SPV I-B, LLCCIK 1759394

→

IssuerRUBRIK, INC.CIK 1943896

10% Owner

Since Apr 2024

-1.30M

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

1.30M acquired · 2.60M disposed

Non-Derivative Transactions4

Class A Common Stock

Direct

C · Conversion

+764.21K

Price / share

—

Trade value

—

% of position

New position

1/15/2025

0.00→764.21K

Class A Common Stock

Indirect

C · Conversion

+534.95K

Price / share

—

Trade value

—

% of position

New position

1/15/2025

0.00→534.95K

Class A Common Stock

Direct

J · J

−764.21K

Price / share

—

Trade value

—

% of position

New position

1/15/2025

764.21K→0.00

Class A Common Stock

Indirect

J · J

−534.95K

Price / share

—

Trade value

—

% of position

New position

1/15/2025

534.95K→0.00

Total

Net shares

+0.00

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	1/15/2025	C · Conversion	+764.21K	—	—	New position	0.00	764.21K
Class A Common Stock Indirect	1/15/2025	C · Conversion	+534.95K	—	—	New position	0.00	534.95K
Class A Common Stock Direct	1/15/2025	J · J	−764.21K	—	—	New position	764.21K	0.00
Class A Common Stock Indirect	1/15/2025	J · J	−534.95K	—	—	New position	534.95K	0.00
Total			+0.00		$0.00

Derivative Transactions2

Class B Common Stock

Direct

C · Conversion

Converts to

Class A Common Stock

764.21K shares

−764.21K

Strike price

Held after

4.33M

Exercisable

—

1/15/2025

Class B Common Stock

Indirect

C · Conversion

Converts to

Class A Common Stock

534.95K shares

−534.95K

Strike price

Held after

3.03M

Exercisable

—

1/15/2025

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Class B Common Stock Direct	Class A Common Stock764.21K shares	1/15/2025	C · Conversion	−764.21K		—	4.33M
Class B Common Stock Indirect	Class A Common Stock534.95K shares	1/15/2025	C · Conversion	−534.95K		—	3.03M

Non-Derivative Holdings (Post-Transaction)3

Class A Common Stock

Indirect

Shares owned140.02K

Class A Common Stock

Indirect

Shares owned16.71K

Class A Common Stock

Indirect

Shares owned56.74K

Total

213.47K indirect213.47K

Security Title	Shares Owned	Ownership Type
Class A Common Stock	140.02K	Indirect
Class A Common Stock	16.71K	Indirect
Class A Common Stock	56.74K	Indirect
Total	213.47K	213.47K indirect

Derivative Holdings (Post-Transaction)5

Class B Common Stock

Indirect

Underlying security

Class A Common Stock

Underlying shares

13.32M

Shares owned

13.32M

Exercise price

Expiration

—

Exercise window

—

Class B Common Stock

Indirect

Underlying security

Class A Common Stock

Underlying shares

3.09M

Shares owned

3.09M

Exercise price

Expiration

—

Exercise window

—

Class B Common Stock

Indirect

Underlying security

Class A Common Stock

Underlying shares

6.02M

Shares owned

6.02M

Exercise price

Expiration

—

Exercise window

—

Class B Common Stock

Indirect

Underlying security

Class A Common Stock

Underlying shares

406.64K

Shares owned

406.64K

Exercise price

Expiration

—

Exercise window

—

Class B Common Stock

Indirect

Underlying security

Class A Common Stock

Underlying shares

18.08K

Shares owned

18.08K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

22.85M

Owned

22.85M

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Class B Common Stock Indirect	Class A Common Stock	—	—	13.32M	13.32M
Class B Common Stock Indirect	Class A Common Stock	—	—	3.09M	3.09M
Class B Common Stock Indirect	Class A Common Stock	—	—	6.02M	6.02M
Class B Common Stock Indirect	Class A Common Stock	—	—	406.64K	406.64K
Class B Common Stock Indirect	Class A Common Stock	—	—	18.08K	18.08K
Total				22.85M	22.85M