LI YISHAN enters TURNING POINT THERAPEUTICS, INC. with 2.48M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 4/16/2019ACC: 0001209191-19-024817
Director10% Owner
Since Apr 2019
2.48M
Baseline shares
48% direct
1.18M
Direct ownership
1 position
1.28M
Derivative underlying
4 instruments
2
Security positions
1.30M indirect
Non-Derivative Holdings2
Common Stock
DirectShares owned1.18M
Common Stock
IndirectShares owned1.30M
Total
1.18M direct·1.30M indirect2.48M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.18M | Direct |
| Common Stock | 1.30M | Indirect |
| Total | 2.48M | 1.18M direct·1.30M indirect |
Derivative Holdings4
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
10.39K
Shares owned
N/A
Exercise price
3.20
Expiration
—
Exercise window
—
Stock Option (right to buy)
IndirectUnderlying security
Common Stock
Underlying shares
18.18K
Shares owned
N/A
Exercise price
3.20
Expiration
—
Exercise window
—
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
242.60K
Shares owned
N/A
Exercise price
5.12
Expiration
—
Exercise window
—
Stock Option (right to buy)
IndirectUnderlying security
Common Stock
Underlying shares
1.01M
Shares owned
N/A
Exercise price
5.12
Expiration
—
Exercise window
—
Total
Underlying
1.28M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock | 3.20 | — | — | 10.39K | N/A |
| Stock Option (right to buy) Indirect | Common Stock | 3.20 | — | — | 18.18K | N/A |
| Stock Option (right to buy) Direct | Common Stock | 5.12 | — | — | 242.60K | N/A |
| Stock Option (right to buy) Indirect | Common Stock | 5.12 | — | — | 1.01M | N/A |
| Total | 1.28M | 0.00 | ||||