LI YAN enters NIU TECHNOLOGIES with 6.91M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 3/6/2026ACC: 0001104659-26-024416
DirectorOfficer· Chief Executive Officer
Since Mar 2026
6.91M
Baseline shares
4% direct
292.50K
Direct ownership
1 position
3.06M
Derivative underlying
3 instruments
2
Security positions
6.62M indirect
Non-Derivative Holdings2
Class B ordinary shares
IndirectShares owned6.62M
American depositary shares
DirectShares owned292.50K
Total
292.50K direct·6.62M indirect6.91M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class B ordinary shares | 6.62M | Indirect |
| American depositary shares | 292.50K | Direct |
| Total | 6.91M | 292.50K direct·6.62M indirect |
Derivative Holdings3
Restricted share units
DirectUnderlying security
Class A ordinary shares
Underlying shares
1.13M
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Restricted share units
DirectUnderlying security
Class A ordinary shares
Underlying shares
1M
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Options
DirectUnderlying security
Class A ordinary shares
Underlying shares
930K
Shares owned
N/A
Exercise price
3.425
Expiration
—
Exercise window
—
Total
Underlying
3.06M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Restricted share units Direct | Class A ordinary shares | — | — | 1.13M | N/A | |
| Restricted share units Direct | Class A ordinary shares | — | — | 1M | N/A | |
| Options Direct | Class A ordinary shares | 3.425 | — | — | 930K | N/A |
| Total | 3.06M | 0.00 | ||||