LI JIEWEI enters CBAK ENERGY TECHNOLOGY, INC. with 5K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 8/29/2023ACC: 0001213900-23-071754
Officer· CFO
Since Aug 2023
5K
Baseline shares
100% direct
5K
Direct ownership
1 position
29K
Derivative underlying
3 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned5K
Total
5K direct5K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 5K | Direct |
| Total | 5K | 5K direct |
Derivative Holdings3
Options
DirectUnderlying security
Common Stock
Underlying shares
4K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Restricted Share Units
DirectUnderlying security
Common Stock
Underlying shares
5K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Options
DirectUnderlying security
Common Stock
Underlying shares
20K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
29K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Options Direct | Common Stock | — | — | 4K | N/A | |
| Restricted Share Units Direct | Common Stock | — | — | 5K | N/A | |
| Options Direct | Common Stock | — | — | 20K | N/A | |
| Total | 29K | 0.00 | ||||