LI DAWEI enters LI-CYCLE HOLDINGS CORP. with 72.92K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 12/29/2023ACC: 0000950170-23-073889
Officer· Regional President, APAC
Since Dec 2023
72.92K
Baseline shares
100% direct
72.92K
Direct ownership
1 position
100.87K
Derivative underlying
4 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Shares
DirectShares owned72.92K
Total
72.92K direct72.92K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Shares | 72.92K | Direct |
| Total | 72.92K | 72.92K direct |
Derivative Holdings4
Employee Stock Option (right to buy)
DirectUnderlying security
Common Shares
Underlying shares
31.49K
Shares owned
N/A
Exercise price
5.77
Expiration
—
Exercise window
—
Employee Stock Option (right to buy)
DirectUnderlying security
Common Shares
Underlying shares
31.73K
Shares owned
N/A
Exercise price
13.20
Expiration
—
Exercise window
—
Employee Stock Option (right to buy)
DirectUnderlying security
Common Shares
Underlying shares
18.71K
Shares owned
N/A
Exercise price
10.93
Expiration
—
Exercise window
—
Employee Stock Option (right to buy)
DirectUnderlying security
Common Shares
Underlying shares
18.95K
Shares owned
N/A
Exercise price
7.58
Expiration
—
Exercise window
—
Total
Underlying
100.87K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Shares | 5.77 | — | — | 31.49K | N/A |
| Employee Stock Option (right to buy) Direct | Common Shares | 13.20 | — | — | 31.73K | N/A |
| Employee Stock Option (right to buy) Direct | Common Shares | 10.93 | — | — | 18.71K | N/A |
| Employee Stock Option (right to buy) Direct | Common Shares | 7.58 | — | — | 18.95K | N/A |
| Total | 100.87K | 0.00 | ||||