LEVINE TILLY

PrivateCIK: 1548775

Location

IRVINE, CA

LEVINE TILLY sold 20K shares of TILLY'S, INC. on the open market

Open‑market sale worth $325.0K. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 2 sales

LEVINE TILLY

Filed: 8/13/2018ACC: 0001209191-18-046433

InsiderLEVINE TILLYCIK 1548775

→

IssuerTILLY'S, INC.CIK 1524025

10% Owner

Since Jul 2018

-20K

Net shares

Net seller

$325.0K

Total sold

2

Open market trades

0B · 2S

6

Total transactions

20K acquired · 40K disposed

Non-Derivative Transactions4

Class A Common Stock

Direct

C · Conversion

Shares

+10K

Price / share

—

Trade value

—

% of position

New position

8/9/2018

0.00→10K

Class A Common Stock

Direct

S · Sale

Shares

−10K

Price / share

$16.17

Trade value

$161.70K

% of position

New position

8/9/2018

10K→0.00

Class A Common Stock

Direct

C · Conversion

Shares

+10K

Price / share

—

Trade value

—

% of position

New position

8/10/2018

0.00→10K

Class A Common Stock

Direct

S · Sale

Shares

−10K

Price / share

$16.33

Trade value

$163.29K

% of position

New position

8/10/2018

10K→0.00

Total

Net shares

+0.00

Net value

-$325K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	8/9/2018	C · Conversion	+10K	—	—	New position	0.00	10K
Class A Common Stock Direct	8/9/2018	S · Sale	−10K	$16.17	$161.70K	New position	10K	0.00
Class A Common Stock Direct	8/10/2018	C · Conversion	+10K	—	—	New position	0.00	10K
Class A Common Stock Direct	8/10/2018	S · Sale	−10K	$16.33	$163.29K	New position	10K	0.00
Total			+0.00		-$325K

Derivative Transactions2

Class B Common Stock

Direct

C · Conversion

Converts to

Class A Common Stock

10K shares

Shares

−10K

Strike price

Held after

3.32M

Exercisable

—

8/9/2018

Class B Common Stock

Direct

C · Conversion

Converts to

Class A Common Stock

10K shares

Shares

−10K

Strike price

Held after

3.31M

Exercisable

—

8/10/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Class B Common Stock Direct	Class A Common Stock10K shares	8/9/2018	C · Conversion	−10K		—	3.32M
Class B Common Stock Direct	Class A Common Stock10K shares	8/10/2018	C · Conversion	−10K		—	3.31M

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)2

Class B Common Stock

Indirect

Underlying security

Class A Common Stock

Underlying shares

324.39K

Shares owned

324.39K

Exercise price

Expiration

—

Exercise window

—

Class B Common Stock

Indirect

Underlying security

Class A Common Stock

Underlying shares

324.39K

Shares owned

324.39K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

648.77K

Owned

648.77K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Class B Common Stock Indirect	Class A Common Stock		—	—	324.39K	324.39K
Class B Common Stock Indirect	Class A Common Stock		—	—	324.39K	324.39K
Total					648.77K	648.77K

LEVINE TILLY — Insider Transaction (Form 4) Filed Aug 13, 2018 | Finecho