LEVINE TILLY

PrivateCIK: 1548775

Location

IRVINE, CA

LEVINE TILLY sold 20K shares of TILLY'S, INC. on the open market

Open‑market sale worth $292.3K. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 2 sales

LEVINE TILLY

Filed: 7/13/2018ACC: 0001209191-18-042567

InsiderLEVINE TILLYCIK 1548775

→

IssuerTILLY'S, INC.CIK 1524025

10% Owner

Since Jul 2018

-20K

Net shares

Net seller

$292.3K

Total sold

2

Open market trades

0B · 2S

6

Total transactions

20K acquired · 40K disposed

Non-Derivative Transactions4

Class A Common Stock

Direct

C · Conversion

Shares

+10K

Price / share

—

Trade value

—

% of position

New position

7/11/2018

0.00→10K

Class A Common Stock

Direct

S · Sale

Shares

−10K

Price / share

$14.59

Trade value

$145.87K

% of position

New position

7/11/2018

10K→0.00

Class A Common Stock

Direct

C · Conversion

Shares

+10K

Price / share

—

Trade value

—

% of position

New position

7/12/2018

0.00→10K

Class A Common Stock

Direct

S · Sale

Shares

−10K

Price / share

$14.65

Trade value

$146.47K

% of position

New position

7/12/2018

10K→0.00

Total

Net shares

+0.00

Net value

-$292.34K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	7/11/2018	C · Conversion	+10K	—	—	New position	0.00	10K
Class A Common Stock Direct	7/11/2018	S · Sale	−10K	$14.59	$145.87K	New position	10K	0.00
Class A Common Stock Direct	7/12/2018	C · Conversion	+10K	—	—	New position	0.00	10K
Class A Common Stock Direct	7/12/2018	S · Sale	−10K	$14.65	$146.47K	New position	10K	0.00
Total			+0.00		-$292.34K

Derivative Transactions2

Class B Common Stock

Direct

C · Conversion

Converts to

Class A Common Stock

10K shares

Shares

−10K

Strike price

Held after

3.36M

Exercisable

—

7/11/2018

Class B Common Stock

Direct

C · Conversion

Converts to

Class A Common Stock

10K shares

Shares

−10K

Strike price

Held after

3.35M

Exercisable

—

7/12/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Class B Common Stock Direct	Class A Common Stock10K shares	7/11/2018	C · Conversion	−10K		—	3.36M
Class B Common Stock Direct	Class A Common Stock10K shares	7/12/2018	C · Conversion	−10K		—	3.35M

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)2

Class B Common Stock

Indirect

Underlying security

Class A Common Stock

Underlying shares

329.39K

Shares owned

329.39K

Exercise price

Expiration

—

Exercise window

—

Class B Common Stock

Indirect

Underlying security

Class A Common Stock

Underlying shares

329.39K

Shares owned

329.39K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

658.77K

Owned

658.77K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Class B Common Stock Indirect	Class A Common Stock		—	—	329.39K	329.39K
Class B Common Stock Indirect	Class A Common Stock		—	—	329.39K	329.39K
Total					658.77K	658.77K

LEVINE TILLY — Insider Transaction (Form 4) Filed Jul 13, 2018 | Finecho