LEVINE JANE (EVP, Chief Compliance Counsel) received a stock award from SOTHEBYS
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 3/6/2019ACC: 0001127602-19-010210
Officer· EVP, Chief Compliance Counsel
Since Feb 2019
+2.25K
Net shares
Net buyer
$109.0K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
7.12K acquired · 4.87K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+4.97K
Price / share
—
Trade value
—
% of position
64.5%
3/5/2019
7.72K→12.69K
Common Stock
Direct
Shares
+2.15K
Price / share
—
Trade value
—
% of position
16.9%
3/5/2019
12.69K→14.84K
Common Stock
Direct
Shares
−2.72K
Price / share
$40.00
Trade value
$108.96K
% of position
18.4%
3/5/2019
14.84K→12.12K
Total
Net shares
+4.40K
Net value
-$108.96K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/5/2019 | A · Award | +4.97K | — | — | 64.5% | 7.72K | 12.69K |
| Common Stock Direct | 3/5/2019 | M · Option Exercise | +2.15K | — | — | 16.9% | 12.69K | 14.84K |
| Common Stock Direct | 3/5/2019 | F · Tax Withholding | −2.72K | $40.00 | $108.96K | 18.4% | 14.84K | 12.12K |
| Total | +4.40K | -$108.96K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
2.15K shares
Shares
−2.15K
Strike price
Held after
6.55K
Exercisable
—
3/5/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock2.15K shares | 3/5/2019 | M · Option Exercise | −2.15K | — | 6.55K |