LEVINE DAVID MICHAEL (Chief Legal Officer) reported 2 transactions at SCULPTOR CAPITAL MANAGEMENT, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 11/20/2023ACC: 0001403256-23-000131
Officer· Chief Legal Officer
Since Aug 2018
-120.21K
Net shares
Net seller
$418.5K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
120.21K disposed
Non-Derivative Transactions2
Class A Shares
Direct
Shares
−40.82K
Price / share
—
Trade value
—
% of position
55.3%
11/17/2023
73.77K→32.95K
Class A Shares
Direct
Shares
−32.95K
Price / share
$12.70
Trade value
$418.46K
% of position
New position
11/17/2023
32.95K→0.00
Total
Net shares
−73.77K
Net value
-$418.46K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Shares Direct | 11/17/2023 | D · Disposition | −40.82K | — | — | 55.3% | 73.77K | 32.95K |
| Class A Shares Direct | 11/17/2023 | D · Disposition | −32.95K | $12.70 | $418.46K | New position | 32.95K | 0.00 |
| Total | −73.77K | -$418.46K | ||||||
Derivative Transactions3
Class A Restricted Share Units
Direct
Converts to
Class A Shares
33.94K shares
Shares
−33.94K
Strike price
Held after
0.00
Exercisable
—
11/17/2023
Class A Restricted Share Units
Direct
Converts to
Class A Shares
7.65K shares
Shares
−7.65K
Strike price
Held after
0.00
Exercisable
—
11/17/2023
Class A Restricted Share Units
Direct
Converts to
Class A Shares
4.84K shares
Shares
−4.84K
Strike price
Held after
0.00
Exercisable
—
11/17/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Class A Restricted Share Units Direct | Class A Shares33.94K shares | 11/17/2023 | D · Disposition | −33.94K | — | 0.00 | |
| Class A Restricted Share Units Direct | Class A Shares7.65K shares | 11/17/2023 | D · Disposition | −7.65K | — | 0.00 | |
| Class A Restricted Share Units Direct | Class A Shares4.84K shares | 11/17/2023 | D · Disposition | −4.84K | — | 0.00 |