LEVINE DAVID MICHAEL (Chief Legal Officer) exercised options at SCULPTOR CAPITAL MANAGEMENT, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

LEVINE DAVID MICHAEL

Filed: 1/4/2023ACC: 0001403256-23-000021

InsiderLEVINE DAVID MICHAELCIK 1691807

→

IssuerSCULPTOR CAPITAL MANAGEMENT, INC.CIK 1403256

Officer· Chief Legal Officer

Since Aug 2018

-4.04K

Net shares

Net seller

$35.0K

Total sold

Open market trades

0B · 0S

Total transactions

16.19K acquired · 20.23K disposed

Non-Derivative Transactions5

Class A Shares

Direct

M · Option Exercise

+2.35K

Price / share

—

Trade value

—

% of position

3.8%

1/1/2023

61.48K→63.84K

Class A Shares

Direct

M · Option Exercise

+7.43K

Price / share

—

Trade value

—

% of position

11.6%

1/1/2023

63.84K→71.26K

Class A Shares

Direct

M · Option Exercise

+6.41K

Price / share

—

Trade value

—

% of position

9.0%

1/1/2023

71.26K→77.67K

Class A Shares

Direct

D · Disposition

−2.35K

Price / share

$8.66

Trade value

$20.38K

% of position

3.0%

1/1/2023

77.67K→75.32K

Class A Shares

Direct

F · Tax Withholding

−1.69K

Price / share

$8.66

Trade value

$14.63K

% of position

2.2%

1/1/2023

75.32K→73.63K

Total

Net shares

+12.14K

Net value

-$35K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Shares Direct	1/1/2023	M · Option Exercise	+2.35K	—	—	3.8%	61.48K	63.84K
Class A Shares Direct	1/1/2023	M · Option Exercise	+7.43K	—	—	11.6%	63.84K	71.26K
Class A Shares Direct	1/1/2023	M · Option Exercise	+6.41K	—	—	9.0%	71.26K	77.67K
Class A Shares Direct	1/1/2023	D · Disposition	−2.35K	$8.66	$20.38K	3.0%	77.67K	75.32K
Class A Shares Direct	1/1/2023	F · Tax Withholding	−1.69K	$8.66	$14.63K	2.2%	75.32K	73.63K
Total			+12.14K		-$35K

Derivative Transactions3

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

2.35K shares

−2.35K

Strike price

Held after

4.70K

Exercisable

—

1/1/2023

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

7.43K shares

−7.43K

Strike price

Held after

7.43K

Exercisable

—

1/1/2023

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

6.41K shares

−6.41K

Strike price

Held after

0.00

Exercisable

—

1/1/2023

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Class A Restricted Share Units Direct	Class A Shares2.35K shares	1/1/2023	M · Option Exercise	−2.35K	—	4.70K
Class A Restricted Share Units Direct	Class A Shares7.43K shares	1/1/2023	M · Option Exercise	−7.43K	—	7.43K
Class A Restricted Share Units Direct	Class A Shares6.41K shares	1/1/2023	M · Option Exercise	−6.41K	—	0.00