LEVINE DAVID MICHAEL (Chief Legal Officer) exercised options at SCULPTOR CAPITAL MANAGEMENT, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

LEVINE DAVID MICHAEL

Filed: 1/5/2022ACC: 0001403256-22-000017

InsiderLEVINE DAVID MICHAELCIK 1691807

→

IssuerSCULPTOR CAPITAL MANAGEMENT, INC.CIK 1403256

Officer· Chief Legal Officer

Since Aug 2018

-2.55K

Net shares

Net seller

$54.4K

Total sold

Open market trades

0B · 0S

Total transactions

24.38K acquired · 26.93K disposed

Non-Derivative Transactions4

Class A Shares

Direct

M · Option Exercise

+7.25K

Price / share

—

Trade value

—

% of position

13.3%

1/1/2022

54.43K→61.67K

Class A Shares

Direct

M · Option Exercise

+6.38K

Price / share

—

Trade value

—

% of position

10.3%

1/1/2022

61.67K→68.06K

Class A Shares

Direct

M · Option Exercise

+10.75K

Price / share

—

Trade value

—

% of position

15.8%

1/1/2022

68.06K→78.81K

Class A Shares

Direct

F · Tax Withholding

−2.55K

Price / share

$21.35

Trade value

$54.44K

% of position

3.2%

1/1/2022

78.81K→76.26K

Total

Net shares

+21.83K

Net value

-$54.44K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Shares Direct	1/1/2022	M · Option Exercise	+7.25K	—	—	13.3%	54.43K	61.67K
Class A Shares Direct	1/1/2022	M · Option Exercise	+6.38K	—	—	10.3%	61.67K	68.06K
Class A Shares Direct	1/1/2022	M · Option Exercise	+10.75K	—	—	15.8%	68.06K	78.81K
Class A Shares Direct	1/1/2022	F · Tax Withholding	−2.55K	$21.35	$54.44K	3.2%	78.81K	76.26K
Total			+21.83K		-$54.44K

Derivative Transactions3

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

7.25K shares

−7.25K

Strike price

Held after

14.49K

Exercisable

—

1/1/2022

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

6.38K shares

−6.38K

Strike price

Held after

6.38K

Exercisable

—

1/1/2022

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

10.75K shares

−10.75K

Strike price

Held after

0.00

Exercisable

—

1/1/2022

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Class A Restricted Share Units Direct	Class A Shares7.25K shares	1/1/2022	M · Option Exercise	−7.25K	—	14.49K
Class A Restricted Share Units Direct	Class A Shares6.38K shares	1/1/2022	M · Option Exercise	−6.38K	—	6.38K
Class A Restricted Share Units Direct	Class A Shares10.75K shares	1/1/2022	M · Option Exercise	−10.75K	—	0.00