LEVIN JAMES S (Co-CIO and Head of Glbl Credit) reported 3 transactions at SCULPTOR CAPITAL MANAGEMENT, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 11/20/2023ACC: 0001403256-23-000128
Officer· Co-CIO and Head of Glbl Credit
Since Aug 2018
-4.94M
Net shares
Net seller
$30.13M
Total sold
0
Open market trades
0B · 0S
5
Total transactions
4.94M disposed
Non-Derivative Transactions3
Class A Shares
Direct
Shares
−1.74M
Price / share
—
Trade value
—
% of position
42.5%
11/17/2023
4.08M→2.35M
Class A Shares
Direct
Shares
−2.35M
Price / share
$12.70
Trade value
$29.80M
% of position
New position
11/17/2023
2.35M→0.00
Class A Shares
Indirect
Shares
−25.95K
Price / share
$12.70
Trade value
$329.56K
% of position
New position
11/17/2023
25.95K→0.00
Total
Net shares
−4.11M
Net value
-$30.13M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Shares Direct | 11/17/2023 | D · Disposition | −1.74M | — | — | 42.5% | 4.08M | 2.35M |
| Class A Shares Direct | 11/17/2023 | D · Disposition | −2.35M | $12.70 | $29.80M | New position | 2.35M | 0.00 |
| Class A Shares Indirect | 11/17/2023 | D · Disposition | −25.95K | $12.70 | $329.56K | New position | 25.95K | 0.00 |
| Total | −4.11M | -$30.13M | ||||||
Derivative Transactions2
Class A Restricted Share Units
Direct
Converts to
Class A Shares
98.46K shares
Shares
−98.46K
Strike price
Held after
0.00
Exercisable
—
11/17/2023
Class A Restricted Share Units
Direct
Converts to
Class A Shares
733.18K shares
Shares
−733.18K
Strike price
Held after
0.00
Exercisable
—
11/17/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Class A Restricted Share Units Direct | Class A Shares98.46K shares | 11/17/2023 | D · Disposition | −98.46K | — | 0.00 | |
| Class A Restricted Share Units Direct | Class A Shares733.18K shares | 11/17/2023 | D · Disposition | −733.18K | — | 0.00 |