LEVIN JAMES S (Co-CIO and Head of Glbl Credit) exercised options at SCULPTOR CAPITAL MANAGEMENT, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 5 exercises

LEVIN JAMES S

Filed: 1/4/2023ACC: 0001403256-23-000024

InsiderLEVIN JAMES SCIK 1572628

→

IssuerSCULPTOR CAPITAL MANAGEMENT, INC.CIK 1403256

Officer· Co-CIO and Head of Glbl Credit

Since Aug 2018

-646.07K

Net shares

Net seller

$5.59M

Total sold

Open market trades

0B · 0S

Total transactions

760.71K acquired · 1.41M disposed

Non-Derivative Transactions11

Class A Shares

Direct

M · Option Exercise

+245.21K

Price / share

—

Trade value

—

% of position

6.2%

12/31/2022

3.95M→4.19M

Class A Shares

Direct

D · Disposition

−130.97K

Price / share

$8.66

Trade value

$1.13M

% of position

3.1%

12/31/2022

4.19M→4.06M

Class A Shares

Direct

F · Tax Withholding

−11.98K

Price / share

$8.66

Trade value

$103.75K

% of position

0.3%

12/31/2022

4.06M→4.05M

Class A Shares

Indirect

M · Option Exercise

+398.00

Price / share

—

Trade value

—

% of position

1.5%

12/31/2022

25.78K→26.18K

Class A Shares

Indirect

D · Disposition

−212.00

Price / share

$8.66

Trade value

$1.84K

% of position

0.8%

12/31/2022

26.18K→25.97K

Class A Shares

Indirect

F · Tax Withholding

−16.00

Price / share

$8.66

Trade value

$138.56

% of position

0.1%

12/31/2022

25.97K→25.95K

Class A Shares

Direct

M · Option Exercise

+355.68K

Price / share

—

Trade value

—

% of position

8.8%

1/1/2023

4.05M→4.40M

Class A Shares

Direct

M · Option Exercise

+63.89K

Price / share

—

Trade value

—

% of position

1.5%

1/1/2023

4.40M→4.47M

Class A Shares

Direct

M · Option Exercise

+95.54K

Price / share

—

Trade value

—

% of position

2.1%

1/1/2023

4.47M→4.56M

Class A Shares

Direct

D · Disposition

−441.15K

Price / share

$8.66

Trade value

$3.82M

% of position

9.7%

1/1/2023

4.56M→4.12M

Class A Shares

Direct

F · Tax Withholding

−61.75K

Price / share

$8.66

Trade value

$534.76K

% of position

1.5%

1/1/2023

4.12M→4.06M

Total

Net shares

+114.64K

Net value

-$5.59M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Shares Direct	12/31/2022	M · Option Exercise	+245.21K	—	—	6.2%	3.95M	4.19M
Class A Shares Direct	12/31/2022	D · Disposition	−130.97K	$8.66	$1.13M	3.1%	4.19M	4.06M
Class A Shares Direct	12/31/2022	F · Tax Withholding	−11.98K	$8.66	$103.75K	0.3%	4.06M	4.05M
Class A Shares Indirect	12/31/2022	M · Option Exercise	+398.00	—	—	1.5%	25.78K	26.18K
Class A Shares Indirect	12/31/2022	D · Disposition	−212.00	$8.66	$1.84K	0.8%	26.18K	25.97K
Class A Shares Indirect	12/31/2022	F · Tax Withholding	−16.00	$8.66	$138.56	0.1%	25.97K	25.95K
Class A Shares Direct	1/1/2023	M · Option Exercise	+355.68K	—	—	8.8%	4.05M	4.40M
Class A Shares Direct	1/1/2023	M · Option Exercise	+63.89K	—	—	1.5%	4.40M	4.47M
Class A Shares Direct	1/1/2023	M · Option Exercise	+95.54K	—	—	2.1%	4.47M	4.56M
Class A Shares Direct	1/1/2023	D · Disposition	−441.15K	$8.66	$3.82M	9.7%	4.56M	4.12M
Class A Shares Direct	1/1/2023	F · Tax Withholding	−61.75K	$8.66	$534.76K	1.5%	4.12M	4.06M
Total			+114.64K		-$5.59M

Derivative Transactions5

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

245.21K shares

−245.21K

Strike price

Held after

0.00

Exercisable

—

12/31/2022

Class A Restricted Share Units

Indirect

M · Option Exercise

Converts to

Class A Shares

398.00 shares

−398.00

Strike price

Held after

0.00

Exercisable

—

12/31/2022

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

355.68K shares

−355.68K

Strike price

Held after

711.34K

Exercisable

—

1/1/2023

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

63.89K shares

−63.89K

Strike price

Held after

0.00

Exercisable

—

1/1/2023

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

95.54K shares

−95.54K

Strike price

Held after

95.53K

Exercisable

—

1/1/2023

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Class A Restricted Share Units Direct	Class A Shares245.21K shares	12/31/2022	M · Option Exercise	−245.21K	—	0.00
Class A Restricted Share Units Indirect	Class A Shares398.00 shares	12/31/2022	M · Option Exercise	−398.00	—	0.00
Class A Restricted Share Units Direct	Class A Shares355.68K shares	1/1/2023	M · Option Exercise	−355.68K	—	711.34K
Class A Restricted Share Units Direct	Class A Shares63.89K shares	1/1/2023	M · Option Exercise	−63.89K	—	0.00
Class A Restricted Share Units Direct	Class A Shares95.54K shares	1/1/2023	M · Option Exercise	−95.54K	—	95.53K