LEVIN JAMES S

PrivateCIK: 1572628

Location

NEW YORK, NY

LEVIN JAMES S (Co-CIO and Head of Glbl Credit) received a stock award from SCULPTOR CAPITAL MANAGEMENT, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

LEVIN JAMES S

Filed: 2/2/2022ACC: 0001403256-22-000039

InsiderLEVIN JAMES SCIK 1572628

→

IssuerSCULPTOR CAPITAL MANAGEMENT, INC.CIK 1403256

Officer· Co-CIO and Head of Glbl Credit

Since Aug 2018

+2.06M

Net shares

Net buyer

$339.6K

Total sold

0

Open market trades

0B · 0S

6

Total transactions

2.11M acquired · 48.66K disposed

Non-Derivative Transactions4

Class A Shares

Direct

A · Award

Shares

+1.04M

Price / share

—

Trade value

—

% of position

36.3%

1/31/2022

2.87M→3.91M

Class A Shares

Direct

M · Option Exercise

Shares

+30.72K

Price / share

—

Trade value

—

% of position

0.8%

1/31/2022

3.91M→3.94M

Class A Shares

Direct

D · Disposition

Shares

−16.45K

Price / share

$18.93

Trade value

$311.36K

% of position

0.4%

1/31/2022

3.94M→3.92M

Class A Shares

Direct

F · Tax Withholding

Shares

−1.49K

Price / share

$18.93

Trade value

$28.28K

% of position

0.0%

1/31/2022

3.92M→3.92M

Total

Net shares

+1.05M

Net value

-$339.64K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Shares Direct	1/31/2022	A · Award	+1.04M	—	—	36.3%	2.87M	3.91M
Class A Shares Direct	1/31/2022	M · Option Exercise	+30.72K	—	—	0.8%	3.91M	3.94M
Class A Shares Direct	1/31/2022	D · Disposition	−16.45K	$18.93	$311.36K	0.4%	3.94M	3.92M
Class A Shares Direct	1/31/2022	F · Tax Withholding	−1.49K	$18.93	$28.28K	0.0%	3.92M	3.92M
Total			+1.05M		-$339.64K

Derivative Transactions2

Class A Restricted Share Units

Direct

A · Award

Converts to

Class A Shares

1.04M shares

Shares

+1.04M

Strike price

Held after

1.04M

Exercisable

—

1/31/2022

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

30.72K shares

Shares

−30.72K

Strike price

Held after

0.00

Exercisable

—

1/31/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Class A Restricted Share Units Direct	Class A Shares1.04M shares	1/31/2022	A · Award	+1.04M		—	1.04M
Class A Restricted Share Units Direct	Class A Shares30.72K shares	1/31/2022	M · Option Exercise	−30.72K		—	0.00

Non-Derivative Holdings (Post-Transaction)1

Class A Shares

Indirect

Shares owned25.78K

Total

25.78K indirect25.78K

Security Title	Shares Owned	Ownership Type
Class A Shares	25.78K	Indirect
Total	25.78K	25.78K indirect

Derivative Holdings (Post-Transaction)4

Class A Restricted Share Units

Indirect

Underlying security

Class A Shares

Underlying shares

398.00

Shares owned

398.00

Exercise price

Expiration

—

Exercise window

—

Class A Restricted Share Units

Direct

Underlying security

Class A Shares

Underlying shares

244.42K

Shares owned

244.42K

Exercise price

Expiration

—

Exercise window

—

Class A Restricted Share Units

Direct

Underlying security

Class A Shares

Underlying shares

186.39K

Shares owned

186.39K

Exercise price

Expiration

—

Exercise window

—

Class A Restricted Share Units

Direct

Underlying security

Class A Shares

Underlying shares

63.65K

Shares owned

63.65K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

494.85K

Owned

494.85K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Class A Restricted Share Units Indirect	Class A Shares		—	—	398.00	398.00
Class A Restricted Share Units Direct	Class A Shares		—	—	244.42K	244.42K
Class A Restricted Share Units Direct	Class A Shares		—	—	186.39K	186.39K
Class A Restricted Share Units Direct	Class A Shares		—	—	63.65K	63.65K
Total					494.85K	494.85K

LEVIN JAMES S — Insider Transaction (Form 4) Filed Feb 2, 2022 | Finecho