LEVIN JAMES S (Co-CIO and Head of Glbl Credit) exercised options at SCULPTOR CAPITAL MANAGEMENT, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 4 exercises

LEVIN JAMES S

Filed: 1/5/2022ACC: 0001403256-22-000015

InsiderLEVIN JAMES SCIK 1572628

→

IssuerSCULPTOR CAPITAL MANAGEMENT, INC.CIK 1403256

Officer· Co-CIO and Head of Glbl Credit

Since Aug 2018

-222.49K

Net shares

Net seller

$4.74M

Total sold

Open market trades

0B · 0S

Total transactions

401.68K acquired · 624.17K disposed

Non-Derivative Transactions8

Class A Shares

Direct

M · Option Exercise

+244.43K

Price / share

—

Trade value

—

% of position

9.1%

12/31/2021

2.69M→2.93M

Class A Shares

Indirect

M · Option Exercise

+404.00

Price / share

—

Trade value

—

% of position

1.6%

12/31/2021

25.38K→25.78K

Class A Shares

Direct

D · Disposition

−130.55K

Price / share

$21.24

Trade value

$2.77M

% of position

4.5%

12/31/2021

2.93M→2.80M

Class A Shares

Direct

D · Disposition

−216.00

Price / share

$21.24

Trade value

$4.59K

% of position

0.0%

12/31/2021

2.80M→2.80M

Class A Shares

Direct

M · Option Exercise

+63.65K

Price / share

—

Trade value

—

% of position

2.3%

1/1/2022

2.80M→2.86M

Class A Shares

Direct

M · Option Exercise

+93.20K

Price / share

—

Trade value

—

% of position

3.3%

1/1/2022

2.86M→2.96M

Class A Shares

Direct

F · Tax Withholding

−84.09K

Price / share

$21.35

Trade value

$1.80M

% of position

2.8%

1/1/2022

2.96M→2.87M

Class A Shares

Direct

F · Tax Withholding

−7.63K

Price / share

$21.35

Trade value

$163.01K

% of position

0.3%

1/1/2022

2.87M→2.87M

Total

Net shares

+179.19K

Net value

-$4.74M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Shares Direct	12/31/2021	M · Option Exercise	+244.43K	—	—	9.1%	2.69M	2.93M
Class A Shares Indirect	12/31/2021	M · Option Exercise	+404.00	—	—	1.6%	25.38K	25.78K
Class A Shares Direct	12/31/2021	D · Disposition	−130.55K	$21.24	$2.77M	4.5%	2.93M	2.80M
Class A Shares Direct	12/31/2021	D · Disposition	−216.00	$21.24	$4.59K	0.0%	2.80M	2.80M
Class A Shares Direct	1/1/2022	M · Option Exercise	+63.65K	—	—	2.3%	2.80M	2.86M
Class A Shares Direct	1/1/2022	M · Option Exercise	+93.20K	—	—	3.3%	2.86M	2.96M
Class A Shares Direct	1/1/2022	F · Tax Withholding	−84.09K	$21.35	$1.80M	2.8%	2.96M	2.87M
Class A Shares Direct	1/1/2022	F · Tax Withholding	−7.63K	$21.35	$163.01K	0.3%	2.87M	2.87M
Total			+179.19K		-$4.74M

Derivative Transactions4

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

244.43K shares

−244.43K

Strike price

Held after

244.42K

Exercisable

—

12/31/2021

Class A Restricted Share Units

Indirect

M · Option Exercise

Converts to

Class A Shares

404.00 shares

−404.00

Strike price

Held after

398.00

Exercisable

—

12/31/2021

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

63.65K shares

−63.65K

Strike price

Held after

63.65K

Exercisable

—

1/1/2022

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

93.20K shares

−93.20K

Strike price

Held after

186.39K

Exercisable

—

1/1/2022

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Class A Restricted Share Units Direct	Class A Shares244.43K shares	12/31/2021	M · Option Exercise	−244.43K	—	244.42K
Class A Restricted Share Units Indirect	Class A Shares404.00 shares	12/31/2021	M · Option Exercise	−404.00	—	398.00
Class A Restricted Share Units Direct	Class A Shares63.65K shares	1/1/2022	M · Option Exercise	−63.65K	—	63.65K
Class A Restricted Share Units Direct	Class A Shares93.20K shares	1/1/2022	M · Option Exercise	−93.20K	—	186.39K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)1

Class A Restricted Share Units

Direct

Underlying security

Class A Shares

Underlying shares

30.72K

Shares owned

30.72K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

30.72K

Owned

30.72K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Class A Restricted Share Units Direct	Class A Shares		—	—	30.72K	30.72K
Total					30.72K	30.72K