LEVIN JAMES S (Co-CIO and Head of Glbl Credit) exercised options at SCULPTOR CAPITAL MANAGEMENT, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

LEVIN JAMES S

Filed: 2/2/2021ACC: 0001403256-21-000037

InsiderLEVIN JAMES SCIK 1572628

→

IssuerSCULPTOR CAPITAL MANAGEMENT, INC.CIK 1403256

Officer· Co-CIO and Head of Glbl Credit

Since Aug 2018

+84.98K

Net shares

Net buyer

$248.5K

Total sold

Open market trades

0B · 0S

Total transactions

268.17K acquired · 183.19K disposed

Non-Derivative Transactions3

Class A Shares

Direct

G · Gift

−141.18K

Price / share

—

Trade value

—

% of position

28.1%

1/13/2020

501.74K→360.56K

Class A Shares

Direct

M · Option Exercise

+27.36K

Price / share

—

Trade value

—

% of position

7.6%

1/31/2021

360.56K→387.92K

Class A Shares

Direct

D · Disposition

−14.65K

Price / share

$16.96

Trade value

$248.48K

% of position

3.8%

1/31/2021

387.92K→373.27K

Total

Net shares

−128.47K

Net value

-$248.48K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Shares Direct	1/13/2020	G · Gift	−141.18K	—	—	28.1%	501.74K	360.56K
Class A Shares Direct	1/31/2021	M · Option Exercise	+27.36K	—	—	7.6%	360.56K	387.92K
Class A Shares Direct	1/31/2021	D · Disposition	−14.65K	$16.96	$248.48K	3.8%	387.92K	373.27K
Total			−128.47K		-$248.48K

Derivative Transactions2

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

27.36K shares

−27.36K

Strike price

Held after

27.36K

Exercisable

—

1/31/2021

Class A Restricted Share Units

Direct

A · Award

Converts to

Class A Shares

240.81K shares

+240.81K

Strike price

Held after

240.81K

Exercisable

—

1/31/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Class A Restricted Share Units Direct	Class A Shares27.36K shares	1/31/2021	M · Option Exercise	−27.36K		—	27.36K
Class A Restricted Share Units Direct	Class A Shares240.81K shares	1/31/2021	A · Award	+240.81K		—	240.81K

Non-Derivative Holdings (Post-Transaction)1

Class A Shares

Indirect

Shares owned25.38K

Total

25.38K indirect25.38K

Security Title	Shares Owned	Ownership Type
Class A Shares	25.38K	Indirect
Total	25.38K	25.38K indirect

Derivative Holdings (Post-Transaction)3

Class A Restricted Share Units

Direct

Underlying security

Class A Shares

Underlying shares

435.27K

Shares owned

435.27K

Exercise price

Expiration

—

Exercise window

—

Class A Restricted Share Units

Indirect

Underlying security

Class A Shares

Underlying shares

720.00

Shares owned

720.00

Exercise price

Expiration

—

Exercise window

—

Class A Restricted Share Units

Direct

Underlying security

Class A Shares

Underlying shares

109.64K

Shares owned

109.64K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

545.63K

Owned

545.63K

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Class A Restricted Share Units Direct	Class A Shares	—	—	435.27K	435.27K
Class A Restricted Share Units Indirect	Class A Shares	—	—	720.00	720.00
Class A Restricted Share Units Direct	Class A Shares	—	—	109.64K	109.64K
Total				545.63K	545.63K