LEVIN DANIEL D (See Remarks) reported 2 transactions at BROOKFIELD OAKTREE HOLDINGS, LLC
Review the transaction codes below to understand the nature of each event.
Filed: 10/2/2019ACC: 0000899243-19-024707
Officer· See Remarks
Since Mar 2019
-165.56K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
165.56K disposed
Non-Derivative Transactions2
Class A Units
Direct
Shares
−43.93K
Price / share
—
Trade value
—
% of position
32.4%
9/30/2019
135.70K→91.77K
Class A Units
Direct
Shares
−91.77K
Price / share
—
Trade value
—
% of position
New position
9/30/2019
91.77K→0.00
Total
Net shares
−135.70K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Units Direct | 9/30/2019 | D · Disposition | −43.93K | — | — | 32.4% | 135.70K | 91.77K |
| Class A Units Direct | 9/30/2019 | D · Disposition | −91.77K | — | — | New position | 91.77K | 0.00 |
| Total | −135.70K | $0.00 | ||||||
Derivative Transactions1
OCGH Units
Direct
Converts to
Class A Units
29.86K shares
Shares
−29.86K
Strike price
Held after
0.00
Exercisable
—
9/30/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| OCGH Units Direct | Class A Units29.86K shares | 9/30/2019 | D · Disposition | −29.86K | — | 0.00 |