LEVEL ONE PARTNERS, LLC enters PLX PHARMA WINDDOWN CORP. with 2.20M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 3/16/2021ACC: 0001674751-21-000002
10% Owner
Since Nov 2020
2.20M
Baseline shares
100% direct
2.20M
Direct ownership
2 positions
1.45M
Derivative underlying
1 instrument
2
Security positions
All direct
Non-Derivative Holdings2
Common Stock, $0.001 par value
DirectShares owned1.32M
Common Stock, $0.001 par value
DirectShares owned875K
Total
2.20M direct2.20M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, $0.001 par value | 1.32M | Direct |
| Common Stock, $0.001 par value | 875K | Direct |
| Total | 2.20M | 2.20M direct |
Derivative Holdings1
Warrants (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
1.45M
Shares owned
N/A
Exercise price
4.31
Expiration
—
Exercise window
—
Total
Underlying
1.45M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrants (right to buy) Direct | Common Stock | 4.31 | — | — | 1.45M | N/A |
| Total | 1.45M | 0.00 | ||||