LESLIE JAMES (CEO, Interim Pres., Int. CFO) exercised options at DOUGHERTY'S PHARMACY, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 5/3/2019ACC: 0001683168-19-001363
DirectorOfficer· CEO, Interim Pres., Int. CFO
Since Jul 2018
+60K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
5
Total transactions
70K acquired · 10K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+5K
Price / share
—
Trade value
—
% of position
3.0%
12/5/2018
166.45K→171.45K
Common Stock
Direct
Shares
+5K
Price / share
—
Trade value
—
% of position
2.9%
1/1/2019
171.45K→176.45K
Total
Net shares
+10K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/5/2018 | M · Option Exercise | +5K | — | — | 3.0% | 166.45K | 171.45K |
| Common Stock Direct | 1/1/2019 | M · Option Exercise | +5K | — | — | 2.9% | 171.45K | 176.45K |
| Total | +10K | $0.00 | ||||||
Derivative Transactions3
Restricted Stock Units
Direct
Converts to
Common Stock
5K shares
Shares
−5K
Strike price
Held after
20.15K
Exercisable
—
12/5/2018
Restricted Stock Units
Direct
Converts to
Common Stock
5K shares
Shares
−5K
Strike price
Held after
15.15K
Exercisable
—
1/1/2019
Warrants
Direct
Converts to
Common Stock
60K shares
Shares
+60K
Strike price
0.20
Held after
75.15K
Exercisable
—
4/25/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock5K shares | 12/5/2018 | M · Option Exercise | −5K | — | 20.15K | |
| Restricted Stock Units Direct | Common Stock5K shares | 1/1/2019 | M · Option Exercise | −5K | — | 15.15K | |
| Warrants Direct | Common Stock60K shares | 4/25/2019 | P · Purchase | +60K | 0.20 | — | 75.15K |