LESLIE JAMES (CEO, Interim Pres., Int. CFO) exercised options at DOUGHERTY'S PHARMACY, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 7/31/2018ACC: 0001683168-18-002065
DirectorOfficer· CEO, Interim Pres., Int. CFO
Since Jul 2018
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
5.25K acquired · 5.25K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+5.25K
Price / share
—
Trade value
—
% of position
0.3%
7/25/2018
1.67M→1.67M
Total
Net shares
+5.25K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/25/2018 | M · Option Exercise | +5.25K | — | — | 0.3% | 1.67M | 1.67M |
| Total | +5.25K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
5.25K shares
Shares
−5.25K
Strike price
Held after
40.50K
Exercisable
—
7/25/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock5.25K shares | 7/25/2018 | M · Option Exercise | −5.25K | — | 40.50K |