LEONE JOHN R reported 1 transaction at WINDTREE THERAPEUTICS INC /DE/
Review the transaction codes below to understand the nature of each event.
Filed: 11/23/2018ACC: 0001437749-18-021247
Director
Since Nov 2018
+637.00
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
650.00 acquired · 13.00 disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+650.00
Price / share
—
Trade value
—
% of position
115.7%
11/21/2018
562.00→1.21K
Total
Net shares
+650.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/21/2018 | C · Conversion | +650.00 | — | — | 115.7% | 562.00 | 1.21K |
| Total | +650.00 | $0.00 | ||||||
Derivative Transactions1
Series A Convertible Preferred Stock
Direct
Converts to
Common Stock
650.00 shares
Shares
−13.00
Strike price
27.40
Held after
0.00
Exercisable
—
11/21/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred Stock Direct | Common Stock650.00 shares | 11/21/2018 | C · Conversion | −13.00 | 27.40 | — | 0.00 |