LEONARD SCOTT EDWARD

PrivateCIK: 1694940
Location

IRVING, TX

LEONARD SCOTT EDWARD (Chief Executive Officer) exercised options at TMC THE METALS CO INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise
InsiderLEONARD SCOTT EDWARDCIK 1694940
IssuerTMC THE METALS CO INC.CIK 1798562
DirectorOfficer10% Owner· Chief Executive Officer
Since May 2020
+10M
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
6
Total transactions
18.15M acquired · 8.15M disposed
Non-Derivative Transactions2

Common Shares

Indirect
M · Option Exercise

Shares

+7.41M

Price / share

Trade value

% of position

New position
9/9/2021
0.007.41M

Common Shares

Indirect
D · Disposition

Shares

741K

Price / share

Trade value

% of position

10.0%
9/9/2021
7.41M6.67M
Total

Net shares

+6.67M

Net value

$0.00

Derivative Transactions4

Class B ordinary shares

Indirect
M · Option Exercise
Converts to

Class A ordinary shares

7.41M shares

Shares

7.41M

Strike price

Held after

0.00

Exercisable

9/9/2021

Class I Special Shares

Indirect
A · Award
Converts to

Common Shares

500K shares

Shares

+500K

Strike price

Held after

500K

Exercisable

9/9/2021

Class J Special Shares

Indirect
A · Award
Converts to

Common Shares

741K shares

Shares

+741K

Strike price

Held after

741K

Exercisable

9/9/2021

Warrants to purchase Common Shares

Indirect
J · J
Converts to

Common Shares

9.50M shares

Shares

+9.50M

Strike price

11.50

Held after

9.50M

Exercisable

9/9/2021
LEONARD SCOTT EDWARD — Insider Transaction (Form 4) Filed Sep 10, 2021 | Finecho