LEON FRANCISCO (Chief Scientific Officer) reported 3 transactions at PROVENTION BIO, INC.

Review the transaction codes below to understand the nature of each event.

LEON FRANCISCO

Filed: 4/27/2023ACC: 0001493152-23-013907

InsiderLEON FRANCISCOCIK 1728920

→

IssuerPROVENTION BIO, INC.CIK 1695357

DirectorOfficer10% Owner· Chief Scientific Officer

Since Jul 2018

-3.85M

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

3.85M disposed

Non-Derivative Transactions3

Common Stock

Direct

U · U

−73K

Price / share

—

Trade value

—

% of position

New position

4/27/2023

73K→0.00

Common Stock

Indirect

U · U

−1.50M

Price / share

—

Trade value

—

% of position

New position

4/27/2023

1.50M→0.00

Common Stock

Indirect

U · U

−1M

Price / share

—

Trade value

—

% of position

New position

4/27/2023

1M→0.00

Total

Net shares

−2.57M

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	4/27/2023	U · U	−73K	—	—	New position	73K	0.00
Common Stock Indirect	4/27/2023	U · U	−1.50M	—	—	New position	1.50M	0.00
Common Stock Indirect	4/27/2023	U · U	−1M	—	—	New position	1M	0.00
Total			−2.57M		$0.00

Derivative Transactions6

Option to Purchase Common Stock

Direct

D · Disposition

Converts to

Common Stock

242.10K shares

−242.10K

Strike price

2.50

Held after

0.00

Exercisable

—

4/27/2023

Option to Purchase Common Stock

Direct

D · Disposition

Converts to

Common Stock

400K shares

−400K

Strike price

12.54

Held after

0.00

Exercisable

—

4/27/2023

Option to Purchase Common Stock

Direct

D · Disposition

Converts to

Common Stock

137.75K shares

−137.75K

Strike price

12.62

Held after

0.00

Exercisable

—

4/27/2023

Option to Purchase Common Stock

Direct

D · Disposition

Converts to

Common Stock

139.50K shares

−139.50K

Strike price

6.80

Held after

0.00

Exercisable

—

4/27/2023

Option to Purchase Common Stock

Direct

D · Disposition

Converts to

Common Stock

145K shares

−145K

Strike price

4.39

Held after

0.00

Exercisable

—

4/27/2023

Option to Purchase Common Stock

Direct

D · Disposition

Converts to

Common Stock

210K shares

−210K

Strike price

8.93

Held after

0.00

Exercisable

—

4/27/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Option to Purchase Common Stock Direct	Common Stock242.10K shares	4/27/2023	D · Disposition	−242.10K	2.50	—
Option to Purchase Common Stock Direct	Common Stock400K shares	4/27/2023	D · Disposition	−400K	12.54	—
Option to Purchase Common Stock Direct	Common Stock137.75K shares	4/27/2023	D · Disposition	−137.75K	12.62	—
Option to Purchase Common Stock Direct	Common Stock139.50K shares	4/27/2023	D · Disposition	−139.50K	6.80	—
Option to Purchase Common Stock Direct	Common Stock145K shares	4/27/2023	D · Disposition	−145K	4.39	—
Option to Purchase Common Stock Direct	Common Stock210K shares	4/27/2023	D · Disposition	−210K	8.93	—