LEO BROKERAGE, LLC

Filed: 5/2/2023ACC: 0001754960-23-000139

📋 What this filing means

LEO BROKERAGE, LLC filed this quarterly 13F‑HR report disclosing 298 equity positions with a total reported market value of $670.04M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

298

Positions

$670.04M

Total AUM (reported)

13.68M

Total Shares

Allocation by class

COM$183.26M27.4%

ESG US STK ETF$49.97M7.5%

ESG INTL STK ETF$37.83M5.6%

ACTIVEBETA US LG$29.93M4.5%

US EQT ETF$26.51M4.0%

CL A$19.66M2.9%

IBOXX INV CP ETF$16.76M2.5%

Portfolio Concentration

Top 3$133.04M19.9%

4–10$139.92M20.9%

11–25$125.89M18.8%

Rest$271.20M40.5%

Top 3 weight

19.9%

Top 10 weight

40.7%

Voting Authority Distribution

Total shares with voting rights: 13.68M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

13.68M

% of voting shares100.0%

Investment Discretion (by position count)

Sole298

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings298

Rows:

VANGUARD WORLD FD

SOLE

ESG US STK ETF

Shares696.18K

TypeSH

Market value$49.97M

7.46%

Sole

0.00

Shared

0.00

None

696.18K

JOHNSON & JOHNSON

SOLE

COM

Shares291.88K

TypeSH

Market value$45.24M

6.75%

Sole

0.00

Shared

0.00

None

291.88K

VANGUARD WORLD FD

SOLE

ESG INTL STK ETF

Shares721.60K

TypeSH

Market value$37.83M

5.65%

Sole

0.00

Shared

0.00

None

721.60K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA US LG

Shares368K

TypeSH

Market value$29.93M

4.47%

Sole

0.00

Shared

0.00

None

368K

AMERICAN CENTY ETF TR

SOLE

US EQT ETF

Shares373.60K

TypeSH

Market value$26.51M

3.96%

Sole

0.00

Shared

0.00

None

373.60K

APPLE INC

SOLE

COM

Shares125.01K

TypeSH

Market value$20.62M

3.08%

Sole

0.00

Shared

0.00

None

125.01K

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares153.15K

TypeSH

Market value$16.76M

2.50%

Sole

0.00

Shared

0.00

None

153.15K

ISHARES U S ETF TR

SOLE

INT RT HDG C B

Shares182.47K

TypeSH

Market value$16.73M

2.50%

Sole

0.00

Shared

0.00

None

182.47K

AFFIRM HLDGS INC

SOLE

COM CL A

Shares1.34M

TypeSH

Market value$15.08M

2.25%

Sole

0.00

Shared

0.00

None

1.34M

SBA COMMUNICATIONS CORP NEW

SOLE

CL A

Shares54.76K

TypeSH

Market value$14.30M

2.13%

Sole

0.00

Shared

0.00

None

54.76K

AMAZON COM INC

SOLE

COM

Shares135.09K

TypeSH

Market value$13.95M

2.08%

Sole

0.00

Shared

0.00

None

135.09K

ISHARES TR

SOLE

7-10 YR TRSY BD

Shares116.32K

TypeSH

Market value$11.52M

1.72%

Sole

0.00

Shared

0.00

None

116.32K

WISDOMTREE TR

SOLE

FLOATNG RAT TREA

Shares209.48K

TypeSH

Market value$10.53M

1.57%

Sole

0.00

Shared

0.00

None

209.48K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares200.28K

TypeSH

Market value$10.07M

1.50%

Sole

0.00

Shared

0.00

None

200.28K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares132.77K

TypeSH

Market value$9.71M

1.45%

Sole

0.00

Shared

0.00

None

132.77K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares29.71K

TypeSH

Market value$9.53M

1.42%

Sole

0.00

Shared

0.00

None

29.71K

MICROSOFT CORP

SOLE

COM

Shares30.68K

TypeSH

Market value$8.84M

1.32%

Sole

0.00

Shared

0.00

None

30.68K

ISHARES TR

SOLE

MSCI INTL QUALTY

Shares237.14K

TypeSH

Market value$8.39M

1.25%

Sole

0.00

Shared

0.00

None

237.14K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares43.68K

TypeSH

Market value$6.73M

1.00%

Sole

0.00

Shared

0.00

None

43.68K

ISHARES TR

SOLE

CORE INTL AGGR

Shares129.50K

TypeSH

Market value$6.34M

0.95%

Sole

0.00

Shared

0.00

None

129.50K

ISHARES TR

SOLE

MSCI INTL VLU FT

Shares252.96K

TypeSH

Market value$6.28M

0.94%

Sole

0.00

Shared

0.00

None

252.96K

J P MORGAN EXCHANGE TRADED F

SOLE

BETABULDRS JAPAN

Shares127.81K

TypeSH

Market value$6.19M

0.92%

Sole

0.00

Shared

0.00

None

127.81K

ISHARES TR

SOLE

GL CLEAN ENE ETF

Shares305.29K

TypeSH

Market value$6.04M

0.90%

Sole

0.00

Shared

0.00

None

305.29K

ISHARES TR

SOLE

GLOBAL FINLS ETF

Shares85.87K

TypeSH

Market value$5.95M

0.89%

Sole

0.00

Shared

0.00

None

85.87K

ISHARES TR

SOLE

IBONDS DEC23 ETF

Shares230.58K

TypeSH

Market value$5.81M

0.87%

Sole

0.00

Shared

0.00

None

230.58K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD WORLD FDSOLE	ESG US STK ETF	696.18K	SH	$49.97M 7.46%	696.18K
JOHNSON & JOHNSONSOLE	COM	291.88K	SH	$45.24M 6.75%	291.88K
VANGUARD WORLD FDSOLE	ESG INTL STK ETF	721.60K	SH	$37.83M 5.65%	721.60K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA US LG	368K	SH	$29.93M 4.47%	368K
AMERICAN CENTY ETF TRSOLE	US EQT ETF	373.60K	SH	$26.51M 3.96%	373.60K
APPLE INCSOLE	COM	125.01K	SH	$20.62M 3.08%	125.01K
ISHARES TRSOLE	IBOXX INV CP ETF	153.15K	SH	$16.76M 2.50%	153.15K
ISHARES U S ETF TRSOLE	INT RT HDG C B	182.47K	SH	$16.73M 2.50%	182.47K
AFFIRM HLDGS INCSOLE	COM CL A	1.34M	SH	$15.08M 2.25%	1.34M
SBA COMMUNICATIONS CORP NEWSOLE	CL A	54.76K	SH	$14.30M 2.13%	54.76K
AMAZON COM INCSOLE	COM	135.09K	SH	$13.95M 2.08%	135.09K
ISHARES TRSOLE	7-10 YR TRSY BD	116.32K	SH	$11.52M 1.72%	116.32K
WISDOMTREE TRSOLE	FLOATNG RAT TREA	209.48K	SH	$10.53M 1.57%	209.48K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	200.28K	SH	$10.07M 1.50%	200.28K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	132.77K	SH	$9.71M 1.45%	132.77K
INVESCO QQQ TRSOLE	UNIT SER 1	29.71K	SH	$9.53M 1.42%	29.71K
MICROSOFT CORPSOLE	COM	30.68K	SH	$8.84M 1.32%	30.68K
ISHARES TRSOLE	MSCI INTL QUALTY	237.14K	SH	$8.39M 1.25%	237.14K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	43.68K	SH	$6.73M 1.00%	43.68K
ISHARES TRSOLE	CORE INTL AGGR	129.50K	SH	$6.34M 0.95%	129.50K
ISHARES TRSOLE	MSCI INTL VLU FT	252.96K	SH	$6.28M 0.94%	252.96K
J P MORGAN EXCHANGE TRADED FSOLE	BETABULDRS JAPAN	127.81K	SH	$6.19M 0.92%	127.81K
ISHARES TRSOLE	GL CLEAN ENE ETF	305.29K	SH	$6.04M 0.90%	305.29K
ISHARES TRSOLE	GLOBAL FINLS ETF	85.87K	SH	$5.95M 0.89%	85.87K
ISHARES TRSOLE	IBONDS DEC23 ETF	230.58K	SH	$5.81M 0.87%	230.58K

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