LEMIEUX GEORGE exercised options at FOCUS FINANCIAL PARTNERS INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

LEMIEUX GEORGE

Filed: 9/1/2023ACC: 0001104659-23-097898

InsiderLEMIEUX GEORGECIK 1916750

→

IssuerFOCUS FINANCIAL PARTNERS INC.CIK 1651052

Director

Since Mar 2022

-38.21K

Net shares

Net seller

$509.4K

Total sold

Open market trades

0B · 0S

Total transactions

16.96K acquired · 55.17K disposed

Non-Derivative Transactions2

Class A Common Stock, $0.01 par value

Direct

M · Option Exercise

+9.61K

Price / share

—

Trade value

—

% of position

New position

8/31/2023

0.00→9.61K

Class A Common Stock, $0.01 par value

Direct

D · Disposition

−9.61K

Price / share

$53.00

Trade value

$509.38K

% of position

New position

8/31/2023

9.61K→0.00

Total

Net shares

+0.00

Net value

-$509.38K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock, $0.01 par value Direct	8/31/2023	M · Option Exercise	+9.61K	—	—	New position	0.00	9.61K
Class A Common Stock, $0.01 par value Direct	8/31/2023	D · Disposition	−9.61K	$53.00	$509.38K	New position	9.61K	0.00
Total			+0.00		-$509.38K

Derivative Transactions4

Incentive Units in Focus Financial Partners LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners LLC

1.73K shares

−5.95K

Strike price

37.59

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners LLC

5.62K shares

−30K

Strike price

43.07

Held after

0.00

Exercisable

—

8/31/2023

Common Units in Focus Financial Partners LLC

Direct

M · Option Exercise

Converts to

Class A Common Stock, $0.01 par value

7.35K shares

+7.35K

Strike price

Held after

9.61K

Exercisable

—

8/31/2023

Common Units in Focus Financial Partners LLC

Direct

M · Option Exercise

Converts to

Class A Common Stock, $0.01 par value

9.61K shares

−9.61K

Strike price

Held after

0.00

Exercisable

—

8/31/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Incentive Units in Focus Financial Partners LLC Direct	Common Units in Focus Financial Partners LLC1.73K shares	8/31/2023	M · Option Exercise	−5.95K	37.59	—	0.00
Incentive Units in Focus Financial Partners LLC Direct	Common Units in Focus Financial Partners LLC5.62K shares	8/31/2023	M · Option Exercise	−30K	43.07	—	0.00
Common Units in Focus Financial Partners LLC Direct	Class A Common Stock, $0.01 par value7.35K shares	8/31/2023	M · Option Exercise	+7.35K		—	9.61K
Common Units in Focus Financial Partners LLC Direct	Class A Common Stock, $0.01 par value9.61K shares	8/31/2023	M · Option Exercise	−9.61K		—	0.00