LEIDEL PETER A exercised options at CARBON ENERGY CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 9/18/2018ACC: 0000899243-18-024689
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
432.05K acquired · 432.05K disposed
Non-Derivative Transactions1
Common stock, par value $0.01 per share
Indirect
Shares
+432.05K
Price / share
—
Trade value
—
% of position
New position
11/1/2017
0.00→432.05K
Total
Net shares
+432.05K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per share Indirect | 11/1/2017 | M · Option Exercise | +432.05K | — | — | New position | 0.00 | 432.05K |
| Total | +432.05K | $0.00 | ||||||
Derivative Transactions1
Warrant
Indirect
Converts to
Common Stock, par value $0.01 per share
432.05K shares
Shares
−432.05K
Strike price
Held after
0.00
Exercisable
—
11/1/2017
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrant Indirect | Common Stock, par value $0.01 per share432.05K shares | 11/1/2017 | M · Option Exercise | −432.05K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)4
Common stock, par value $0.01 per share
IndirectShares owned896.91K
Common stock, par value $0.01 per share
IndirectShares owned1.11M
Common stock, par value $0.01 per share
IndirectShares owned896.91K
Common stock, par value $0.01 per share
DirectShares owned28K
Total
28K direct·2.90M indirect2.93M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common stock, par value $0.01 per share | 896.91K | Indirect |
| Common stock, par value $0.01 per share | 1.11M | Indirect |
| Common stock, par value $0.01 per share | 896.91K | Indirect |
| Common stock, par value $0.01 per share | 28K | Direct |
| Total | 2.93M | 28K direct·2.90M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported