LEHMANN GAIL

PrivateCIK: 1621763

Location

DALLAS, TX

LEHMANN GAIL (EVP and Secretary) received a stock award from TRIUMPH FINANCIAL, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 2 awards

LEHMANN GAIL

Filed: 5/3/2023ACC: 0001628280-23-015251

InsiderLEHMANN GAILCIK 1621763

→

IssuerTRIUMPH FINANCIAL, INC.CIK 1539638

Officer· EVP and Secretary

Since May 2019

+7.91K

Net shares

Net buyer

$140.6K

Total sold

0

Open market trades

0B · 0S

4

Total transactions

10.65K acquired · 2.74K disposed

Non-Derivative Transactions3

Common Stock

Direct

A · Award

Shares

+1.46K

Price / share

—

Trade value

—

% of position

3.4%

5/1/2023

43.26K→44.72K

Common Stock

Direct

A · Award

Shares

+6.21K

Price / share

—

Trade value

—

% of position

13.9%

5/1/2023

44.72K→50.93K

Common Stock

Direct

F · Tax Withholding

Shares

−2.74K

Price / share

$51.25

Trade value

$140.58K

% of position

5.4%

5/1/2023

50.93K→48.19K

Total

Net shares

+4.93K

Net value

-$140.58K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	5/1/2023	A · Award	+1.46K	—	—	3.4%	43.26K	44.72K
Common Stock Direct	5/1/2023	A · Award	+6.21K	—	—	13.9%	44.72K	50.93K
Common Stock Direct	5/1/2023	F · Tax Withholding	−2.74K	$51.25	$140.58K	5.4%	50.93K	48.19K
Total			+4.93K		-$140.58K

Derivative Transactions1

Employee Stock Options

Direct

A · Award

Converts to

Common Stock

2.98K shares

Shares

+2.98K

Strike price

51.25

Held after

2.98K

Exercisable

—

5/1/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Options Direct	Common Stock2.98K shares	5/1/2023	A · Award	+2.98K	51.25	—	2.98K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)6

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

5.26K

Shares owned

3.94K

Exercise price

26.25

Expiration

—

Exercise window

—

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

1.91K

Shares owned

1.91K

Exercise price

88.63

Expiration

—

Exercise window

—

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

1.82K

Shares owned

910.00

Exercise price

38.75

Expiration

—

Exercise window

—

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

2.97K

Shares owned

1.48K

Exercise price

31.0

Expiration

—

Exercise window

—

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

2.33K

Shares owned

2.33K

Exercise price

69.44

Expiration

—

Exercise window

—

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

4.38K

Shares owned

3.84K

Exercise price

25.8

Expiration

—

Exercise window

—

Total

Underlying

18.67K

Owned

14.42K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Options Direct	Common Stock	26.25	—	—	5.26K	3.94K
Employee Stock Options Direct	Common Stock	88.63	—	—	1.91K	1.91K
Employee Stock Options Direct	Common Stock	38.75	—	—	1.82K	910.00
Employee Stock Options Direct	Common Stock	31.0	—	—	2.97K	1.48K
Employee Stock Options Direct	Common Stock	69.44	—	—	2.33K	2.33K
Employee Stock Options Direct	Common Stock	25.8	—	—	4.38K	3.84K
Total					18.67K	14.42K

LEHMANN GAIL — Insider Transaction (Form 4) Filed May 3, 2023 | Finecho