LEHMANN GAIL (EVP and Secretary) received a stock award from TRIUMPH FINANCIAL, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

LEHMANN GAIL

Filed: 5/4/2021ACC: 0001209191-21-029827

InsiderLEHMANN GAILCIK 1621763

→

IssuerTRIUMPH FINANCIAL, INC.CIK 1539638

Officer· EVP and Secretary

Since May 2019

+2.43K

Net shares

Net buyer

$21.3K

Total sold

Open market trades

0B · 0S

Total transactions

2.67K acquired · 240.00 disposed

Non-Derivative Transactions2

Common Stock

Direct

F · Tax Withholding

−240.00

Price / share

$88.63

Trade value

$21.27K

% of position

0.8%

5/1/2021

28.96K→28.72K

Common Stock

Direct

A · Award

+762.00

Price / share

—

Trade value

—

% of position

2.7%

5/1/2021

28.72K→29.48K

Total

Net shares

+522.00

Net value

-$21.27K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	5/1/2021	F · Tax Withholding	−240.00	$88.63	$21.27K	0.8%	28.96K	28.72K
Common Stock Direct	5/1/2021	A · Award	+762.00	—	—	2.7%	28.72K	29.48K
Total			+522.00		-$21.27K

Derivative Transactions1

Employee Stock Options

Direct

A · Award

Converts to

Common Stock

1.91K shares

+1.91K

Strike price

88.63

Held after

1.91K

Exercisable

—

5/1/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Options Direct	Common Stock1.91K shares	5/1/2021	A · Award	+1.91K	88.63	—	1.91K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)5

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

5.26K

Shares owned

5.26K

Exercise price

26.25

Expiration

—

Exercise window

—

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

3.64K

Shares owned

3.64K

Exercise price

38.75

Expiration

—

Exercise window

—

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

2.97K

Shares owned

2.97K

Exercise price

31.00

Expiration

—

Exercise window

—

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

7.18K

Shares owned

7.18K

Exercise price

15.87

Expiration

—

Exercise window

—

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

5.12K

Shares owned

5.12K

Exercise price

25.80

Expiration

—

Exercise window

—

Total

Underlying

24.16K

Owned

24.16K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Options Direct	Common Stock	26.25	—	—	5.26K	5.26K
Employee Stock Options Direct	Common Stock	38.75	—	—	3.64K	3.64K
Employee Stock Options Direct	Common Stock	31.00	—	—	2.97K	2.97K
Employee Stock Options Direct	Common Stock	15.87	—	—	7.18K	7.18K
Employee Stock Options Direct	Common Stock	25.80	—	—	5.12K	5.12K
Total					24.16K	24.16K