LEGEND FINANCIAL ADVISORS, INC.

Filed: 7/16/2025ACC: 0001781948-25-000004

📋 What this filing means

LEGEND FINANCIAL ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 171 equity positions with a total reported market value of $150.52M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

171

Positions

$150.52M

Total AUM (reported)

2.46M

Total Shares

Allocation by class

COM$14.78M9.8%

UNIT SER 1$14.06M9.3%

ISHARES NEW$13.66M9.1%

ISHARES SEMICDTR$13.37M8.9%

FUNDAMENTAL US L$9.39M6.2%

GLOBAL X COPPER$9.31M6.2%

LEUTHOLD CORE ET$9.12M6.1%

Portfolio Concentration

Top 3$41.09M27.3%

4–10$59.38M39.5%

11–25$39.33M26.1%

Rest$10.72M7.1%

Top 3 weight

27.3%

Top 10 weight

66.8%

Voting Authority Distribution

Total shares with voting rights: 2.46M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.46M

% of voting shares100.0%

Investment Discretion (by position count)

Sole171

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings171

Rows:

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares25.48K

TypeSH

Market value$14.06M

9.34%

Sole

0.00

Shared

0.00

None

25.48K

ISHARES GOLD TR

SOLE

ISHARES NEW

Shares219.06K

TypeSH

Market value$13.66M

9.08%

Sole

0.00

Shared

0.00

None

219.06K

ISHARES TR

SOLE

ISHARES SEMICDTR

Shares56.02K

TypeSH

Market value$13.37M

8.88%

Sole

0.00

Shared

0.00

None

56.02K

SCHWAB STRATEGIC TR

SOLE

FUNDAMENTAL US L

Shares382.53K

TypeSH

Market value$9.39M

6.24%

Sole

0.00

Shared

0.00

None

382.53K

GLOBAL X FDS

SOLE

GLOBAL X COPPER

Shares206.98K

TypeSH

Market value$9.31M

6.19%

Sole

0.00

Shared

0.00

None

206.98K

MANAGED PORTFOLIO SERIES

SOLE

LEUTHOLD CORE ET

Shares252.08K

TypeSH

Market value$9.12M

6.06%

Sole

0.00

Shared

0.00

None

252.08K

SPDR SERIES TRUST

SOLE

S&P METALS MNG

Shares123.20K

TypeSH

Market value$8.28M

5.50%

Sole

0.00

Shared

0.00

None

123.20K

VANGUARD ADMIRAL FDS INC

SOLE

SMLCP 600 VAL

Shares96.38K

TypeSH

Market value$8.25M

5.48%

Sole

0.00

Shared

0.00

None

96.38K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares29.28K

TypeSH

Market value$8.19M

5.44%

Sole

0.00

Shared

0.00

None

29.28K

ISHARES TR

SOLE

U.S. INSRNCE ETF

Shares50.88K

TypeSH

Market value$6.84M

4.55%

Sole

0.00

Shared

0.00

None

50.88K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL DIS

Shares128.53K

TypeSH

Market value$6.84M

4.54%

Sole

0.00

Shared

0.00

None

128.53K

BARCLAYS BANK PLC

SOLE

DJUBS CMDT ETN36

Shares196.62K

TypeSH

Market value$6.68M

4.44%

Sole

0.00

Shared

0.00

None

196.62K

INVESCO EXCH TRADED FD TR II

SOLE

S&P INTL MOMNT

Shares117.48K

TypeSH

Market value$6.02M

4.00%

Sole

0.00

Shared

0.00

None

117.48K

ALTSHARES TRUST

SOLE

MERGER ARBITRAGE

Shares174.44K

TypeSH

Market value$4.97M

3.30%

Sole

0.00

Shared

0.00

None

174.44K

APPLE INC

SOLE

COM

Shares11.21K

TypeSH

Market value$2.30M

1.53%

Sole

0.00

Shared

0.00

None

11.21K

SPDR SERIES TRUST

SOLE

PORTFOLIO S&P600

Shares44.43K

TypeSH

Market value$1.89M

1.26%

Sole

0.00

Shared

0.00

None

44.43K

AMAZON COM INC

SOLE

COM

Shares8.14K

TypeSH

Market value$1.79M

1.19%

Sole

0.00

Shared

0.00

None

8.14K

SELECT SECTOR SPDR TR

SOLE

ENERGY

Shares19.46K

TypeSH

Market value$1.65M

1.10%

Sole

0.00

Shared

0.00

None

19.46K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares2.94K

TypeSH

Market value$1.43M

0.95%

Sole

0.00

Shared

0.00

None

2.94K

FISERV INC

SOLE

COM

Shares7.21K

TypeSH

Market value$1.24M

0.83%

Sole

0.00

Shared

0.00

None

7.21K

MODINE MFG CO

SOLE

COM

Shares9.64K

TypeSH

Market value$949.8K

0.63%

Sole

0.00

Shared

0.00

None

9.64K

BARRICK MNG CORP

SOLE

COM SHS

Shares44.74K

TypeSH

Market value$931.5K

0.62%

Sole

0.00

Shared

0.00

None

44.74K

COREBRIDGE FINL INC

SOLE

COM

Shares24.90K

TypeSH

Market value$884.0K

0.59%

Sole

0.00

Shared

0.00

None

24.90K

PAN AMERN SILVER CORP

SOLE

COM

Shares31.09K

TypeSH

Market value$883.0K

0.59%

Sole

0.00

Shared

0.00

None

31.09K

EVERCORE INC

SOLE

CLASS A

Shares3.21K

TypeSH

Market value$865.7K

0.58%

Sole

0.00

Shared

0.00

None

3.21K

Issuer	Class	Shares	Type	Value / Portfolio %	None
INVESCO QQQ TRSOLE	UNIT SER 1	25.48K	SH	$14.06M 9.34%	25.48K
ISHARES GOLD TRSOLE	ISHARES NEW	219.06K	SH	$13.66M 9.08%	219.06K
ISHARES TRSOLE	ISHARES SEMICDTR	56.02K	SH	$13.37M 8.88%	56.02K
SCHWAB STRATEGIC TRSOLE	FUNDAMENTAL US L	382.53K	SH	$9.39M 6.24%	382.53K
GLOBAL X FDSSOLE	GLOBAL X COPPER	206.98K	SH	$9.31M 6.19%	206.98K
MANAGED PORTFOLIO SERIESSOLE	LEUTHOLD CORE ET	252.08K	SH	$9.12M 6.06%	252.08K
SPDR SERIES TRUSTSOLE	S&P METALS MNG	123.20K	SH	$8.28M 5.50%	123.20K
VANGUARD ADMIRAL FDS INCSOLE	SMLCP 600 VAL	96.38K	SH	$8.25M 5.48%	96.38K
VANGUARD INDEX FDSSOLE	MID CAP ETF	29.28K	SH	$8.19M 5.44%	29.28K
ISHARES TRSOLE	U.S. INSRNCE ETF	50.88K	SH	$6.84M 4.55%	50.88K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL DIS	128.53K	SH	$6.84M 4.54%	128.53K
BARCLAYS BANK PLCSOLE	DJUBS CMDT ETN36	196.62K	SH	$6.68M 4.44%	196.62K
INVESCO EXCH TRADED FD TR IISOLE	S&P INTL MOMNT	117.48K	SH	$6.02M 4.00%	117.48K
ALTSHARES TRUSTSOLE	MERGER ARBITRAGE	174.44K	SH	$4.97M 3.30%	174.44K
APPLE INCSOLE	COM	11.21K	SH	$2.30M 1.53%	11.21K
SPDR SERIES TRUSTSOLE	PORTFOLIO S&P600	44.43K	SH	$1.89M 1.26%	44.43K
AMAZON COM INCSOLE	COM	8.14K	SH	$1.79M 1.19%	8.14K
SELECT SECTOR SPDR TRSOLE	ENERGY	19.46K	SH	$1.65M 1.10%	19.46K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	2.94K	SH	$1.43M 0.95%	2.94K
FISERV INCSOLE	COM	7.21K	SH	$1.24M 0.83%	7.21K
MODINE MFG COSOLE	COM	9.64K	SH	$949.8K 0.63%	9.64K
BARRICK MNG CORPSOLE	COM SHS	44.74K	SH	$931.5K 0.62%	44.74K
COREBRIDGE FINL INCSOLE	COM	24.90K	SH	$884.0K 0.59%	24.90K
PAN AMERN SILVER CORPSOLE	COM	31.09K	SH	$883.0K 0.59%	31.09K
EVERCORE INCSOLE	CLASS A	3.21K	SH	$865.7K 0.58%	3.21K

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