Filed: 11/13/2023ACC: 0001781948-23-000004
📋 What this filing means
LEGEND FINANCIAL ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 188 equity positions with a total reported market value of $117.20M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
188
Positions
$117.20M
Total AUM (reported)
2.15M
Total Shares
Allocation by class
COM$13.58M11.6%
ISHARES NEW$10.40M8.9%
UNIT SER 1$9.99M8.5%
MID CAP ETF$9.97M8.5%
ISHARES SEMICDTR$8.76M7.5%
CORE ETF$7.61M6.5%
SCHWAB FDT US LG$7.37M6.3%
Portfolio Concentration
Top 3$30.37M25.9%
4–10$49.10M41.9%
11–25$27.20M23.2%
Rest$10.55M9.0%
Top 3 weight
25.9%
Top 10 weight
67.8%
Voting Authority Distribution
Total shares with voting rights: 2.15M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.15M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole188
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings188
Rows:
ISHARES GOLD TR
SOLEShares297.30K
TypeSH
Market value$10.40M
8.88%
Sole
0.00
Shared
0.00
None
297.30K
INVESCO QQQ TR
SOLEShares27.89K
TypeSH
Market value$9.99M
8.53%
Sole
0.00
Shared
0.00
None
27.89K
VANGUARD INDEX FDS
SOLEShares47.88K
TypeSH
Market value$9.97M
8.51%
Sole
0.00
Shared
0.00
None
47.88K
ISHARES TR
SOLEShares18.50K
TypeSH
Market value$8.76M
7.48%
Sole
0.00
Shared
0.00
None
18.50K
LEUTHOLD FDS INC
SOLEShares251.07K
TypeSH
Market value$7.61M
6.49%
Sole
0.00
Shared
0.00
None
251.07K
SCHWAB STRATEGIC TR
SOLEShares131.68K
TypeSH
Market value$7.37M
6.29%
Sole
0.00
Shared
0.00
None
131.68K
GLOBAL X FDS
SOLEShares199.54K
TypeSH
Market value$7.27M
6.20%
Sole
0.00
Shared
0.00
None
199.54K
VANGUARD ADMIRAL FDS INC
SOLEShares83.84K
TypeSH
Market value$6.46M
5.51%
Sole
0.00
Shared
0.00
None
83.84K
SPDR SER TR
SOLEShares113.41K
TypeSH
Market value$5.95M
5.08%
Sole
0.00
Shared
0.00
None
113.41K
INVESCO EXCHANGE TRADED FD T
SOLEShares134.84K
TypeSH
Market value$5.67M
4.84%
Sole
0.00
Shared
0.00
None
134.84K
ISHARES TR
SOLEShares57.54K
TypeSH
Market value$5.27M
4.50%
Sole
0.00
Shared
0.00
None
57.54K
BARCLAYS BANK PLC
SOLEShares158.88K
TypeSH
Market value$5.11M
4.36%
Sole
0.00
Shared
0.00
None
158.88K
ALTSHARES TRUST
SOLEShares145.93K
TypeSH
Market value$3.83M
3.27%
Sole
0.00
Shared
0.00
None
145.93K
SPDR SER TR
SOLEShares80.92K
TypeSH
Market value$2.99M
2.55%
Sole
0.00
Shared
0.00
None
80.92K
APPLE INC
SOLEShares8.63K
TypeSH
Market value$1.48M
1.26%
Sole
0.00
Shared
0.00
None
8.63K
VERITIV CORP
SOLEShares8.35K
TypeSH
Market value$1.41M
1.20%
Sole
0.00
Shared
0.00
None
8.35K
MODINE MFG CO
SOLEShares22.27K
TypeSH
Market value$1.02M
0.87%
Sole
0.00
Shared
0.00
None
22.27K
BERKSHIRE HATHAWAY INC DEL
SOLEShares2.73K
TypeSH
Market value$956.7K
0.82%
Sole
0.00
Shared
0.00
None
2.73K
FISERV INC
SOLEShares7.53K
TypeSH
Market value$850.1K
0.73%
Sole
0.00
Shared
0.00
None
7.53K
CHICOS FAS INC
SOLEShares100.92K
TypeSH
Market value$754.9K
0.64%
Sole
0.00
Shared
0.00
None
100.92K
AMAZON COM INC
SOLEShares5.86K
TypeSH
Market value$745.0K
0.64%
Sole
0.00
Shared
0.00
None
5.86K
HALLIBURTON CO
SOLEShares18.29K
TypeSH
Market value$740.8K
0.63%
Sole
0.00
Shared
0.00
None
18.29K
CHAMPIONX CORPORATION
SOLEShares20.38K
TypeSH
Market value$725.8K
0.62%
Sole
0.00
Shared
0.00
None
20.38K
COREBRIDGE FINL INC
SOLEShares33.42K
TypeSH
Market value$660.1K
0.56%
Sole
0.00
Shared
0.00
None
33.42K
SCHWAB STRATEGIC TR
SOLEShares9.06K
TypeSH
Market value$659.0K
0.56%
Sole
0.00
Shared
0.00
None
9.06K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES GOLD TRSOLE | ISHARES NEW | 297.30K | SH | $10.40M 8.88% | 0.00 | 0.00 | 297.30K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 27.89K | SH | $9.99M 8.53% | 0.00 | 0.00 | 27.89K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 47.88K | SH | $9.97M 8.51% | 0.00 | 0.00 | 47.88K |
ISHARES TRSOLE | ISHARES SEMICDTR | 18.50K | SH | $8.76M 7.48% | 0.00 | 0.00 | 18.50K |
LEUTHOLD FDS INCSOLE | CORE ETF | 251.07K | SH | $7.61M 6.49% | 0.00 | 0.00 | 251.07K |
SCHWAB STRATEGIC TRSOLE | SCHWAB FDT US LG | 131.68K | SH | $7.37M 6.29% | 0.00 | 0.00 | 131.68K |
GLOBAL X FDSSOLE | GLOBAL X COPPER | 199.54K | SH | $7.27M 6.20% | 0.00 | 0.00 | 199.54K |
VANGUARD ADMIRAL FDS INCSOLE | SMLCP 600 VAL | 83.84K | SH | $6.46M 5.51% | 0.00 | 0.00 | 83.84K |
SPDR SER TRSOLE | S&P METALS MNG | 113.41K | SH | $5.95M 5.08% | 0.00 | 0.00 | 113.41K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL DIS | 134.84K | SH | $5.67M 4.84% | 0.00 | 0.00 | 134.84K |
ISHARES TRSOLE | US INSRNCE ETF | 57.54K | SH | $5.27M 4.50% | 0.00 | 0.00 | 57.54K |
BARCLAYS BANK PLCSOLE | DJUBS CMDT ETN36 | 158.88K | SH | $5.11M 4.36% | 0.00 | 0.00 | 158.88K |
ALTSHARES TRUSTSOLE | MERGER ARBITRAGE | 145.93K | SH | $3.83M 3.27% | 0.00 | 0.00 | 145.93K |
SPDR SER TRSOLE | PORTFOLIO S&P600 | 80.92K | SH | $2.99M 2.55% | 0.00 | 0.00 | 80.92K |
APPLE INCSOLE | COM | 8.63K | SH | $1.48M 1.26% | 0.00 | 0.00 | 8.63K |
VERITIV CORPSOLE | COM | 8.35K | SH | $1.41M 1.20% | 0.00 | 0.00 | 8.35K |
MODINE MFG COSOLE | COM | 22.27K | SH | $1.02M 0.87% | 0.00 | 0.00 | 22.27K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 2.73K | SH | $956.7K 0.82% | 0.00 | 0.00 | 2.73K |
FISERV INCSOLE | COM | 7.53K | SH | $850.1K 0.73% | 0.00 | 0.00 | 7.53K |
CHICOS FAS INCSOLE | COM | 100.92K | SH | $754.9K 0.64% | 0.00 | 0.00 | 100.92K |
AMAZON COM INCSOLE | COM | 5.86K | SH | $745.0K 0.64% | 0.00 | 0.00 | 5.86K |
HALLIBURTON COSOLE | COM | 18.29K | SH | $740.8K 0.63% | 0.00 | 0.00 | 18.29K |
CHAMPIONX CORPORATIONSOLE | COM | 20.38K | SH | $725.8K 0.62% | 0.00 | 0.00 | 20.38K |
COREBRIDGE FINL INCSOLE | COM | 33.42K | SH | $660.1K 0.56% | 0.00 | 0.00 | 33.42K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 9.06K | SH | $659.0K 0.56% | 0.00 | 0.00 | 9.06K |
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