LEGEND FINANCIAL ADVISORS, INC.

Filed: 8/9/2023ACC: 0001781948-23-000003

📋 What this filing means

LEGEND FINANCIAL ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 207 equity positions with a total reported market value of $119.82M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

207

Positions

$119.82M

Total AUM (reported)

2.04M

Total Shares

Allocation by class

STOCK/ETF$119.82M100.0%

Portfolio Concentration

Top 3$31.60M26.4%

4–10$51.75M43.2%

11–25$26.31M22.0%

Rest$10.16M8.5%

Top 3 weight

26.4%

Top 10 weight

69.6%

Voting Authority Distribution

Total shares with voting rights: 2.04M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.04M

% of voting shares100.0%

Investment Discretion (by position count)

Sole207

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings207

Rows:

iShares Gold Trust

SOLE

Stock/ETF

Shares296.97K

TypeSH

Market value$10.81M

9.02%

Sole

0.00

Shared

0.00

None

296.97K

Vanguard Mid-Cap

SOLE

Stock/ETF

Shares47.37K

TypeSH

Market value$10.43M

8.70%

Sole

0.00

Shared

0.00

None

47.37K

Invesco QQQ Trust Series 1

SOLE

Stock/ETF

Shares28.05K

TypeSH

Market value$10.36M

8.65%

Sole

0.00

Shared

0.00

None

28.05K

iShares PHLX SOX Semiconductor

SOLE

Stock/ETF

Shares18.73K

TypeSH

Market value$9.50M

7.93%

Sole

0.00

Shared

0.00

None

18.73K

Leuthold Fds Inc Core

SOLE

Stock/ETF

Shares252.70K

TypeSH

Market value$7.83M

6.54%

Sole

0.00

Shared

0.00

None

252.70K

Schwab Fundamental US Large Company Index ETF

SOLE

Stock/ETF

Shares132.45K

TypeSH

Market value$7.63M

6.36%

Sole

0.00

Shared

0.00

None

132.45K

Global X Copper Miners

SOLE

Stock/ETF

Shares200.09K

TypeSH

Market value$7.53M

6.29%

Sole

0.00

Shared

0.00

None

200.09K

Vanguard S&P Small-Cap 600 Value

SOLE

Stock/ETF

Shares83.89K

TypeSH

Market value$6.89M

5.75%

Sole

0.00

Shared

0.00

None

83.89K

Invesco S&P 500 Equal Weight Consumer Discretionary

SOLE

Stock/ETF

Shares47.93K

TypeSH

Market value$6.61M

5.52%

Sole

0.00

Shared

0.00

None

47.93K

SPDR Ser TR S&P Metals & Mining ETF

SOLE

Stock/ETF

Shares113.30K

TypeSH

Market value$5.76M

4.81%

Sole

0.00

Shared

0.00

None

113.30K

iShares Dow Jones US Insurance Sector Index

SOLE

Stock/ETF

Shares57.25K

TypeSH

Market value$5.03M

4.20%

Sole

0.00

Shared

0.00

None

57.25K

iPath DJ-UBS Commodity

SOLE

Stock/ETF

Shares158.64K

TypeSH

Market value$4.85M

4.05%

Sole

0.00

Shared

0.00

None

158.64K

AltShares Merger Arbitrage ETF

SOLE

Stock/ETF

Shares147.38K

TypeSH

Market value$3.75M

3.13%

Sole

0.00

Shared

0.00

None

147.38K

SPDR Portfolio SmallCap

SOLE

Stock/ETF

Shares80.66K

TypeSH

Market value$3.13M

2.61%

Sole

0.00

Shared

0.00

None

80.66K

Apple Inc

SOLE

Stock/ETF

Shares9.06K

TypeSH

Market value$1.76M

1.47%

Sole

0.00

Shared

0.00

None

9.06K

Veritiv Corp

SOLE

Stock/ETF

Shares8.32K

TypeSH

Market value$1.04M

0.87%

Sole

0.00

Shared

0.00

None

8.32K

Fiserv Inc

SOLE

Stock/ETF

Shares8.04K

TypeSH

Market value$1.01M

0.85%

Sole

0.00

Shared

0.00

None

8.04K

Berkshire Hathaway Inc Class B

SOLE

Stock/ETF

Shares2.80K

TypeSH

Market value$953.4K

0.80%

Sole

0.00

Shared

0.00

None

2.80K

Modine Manufacturing Co

SOLE

Stock/ETF

Shares22.83K

TypeSH

Market value$753.8K

0.63%

Sole

0.00

Shared

0.00

None

22.83K

Amazoncom Inc

SOLE

Stock/ETF

Shares5.72K

TypeSH

Market value$745.8K

0.62%

Sole

0.00

Shared

0.00

None

5.72K

Schwab US Large Cap Growth

SOLE

Stock/ETF

Shares9.06K

TypeSH

Market value$679.2K

0.57%

Sole

0.00

Shared

0.00

None

9.06K

Copa Holdings SA

SOLE

Stock/ETF

Shares6.10K

TypeSH

Market value$674.8K

0.56%

Sole

0.00

Shared

0.00

None

6.10K

NMI Hldgs Inc

SOLE

Stock/ETF

Shares25.37K

TypeSH

Market value$655.0K

0.55%

Sole

0.00

Shared

0.00

None

25.37K

Championx Corp

SOLE

Stock/ETF

Shares20.36K

TypeSH

Market value$632.1K

0.53%

Sole

0.00

Shared

0.00

None

20.36K

Halliburton Co

SOLE

Stock/ETF

Shares19.06K

TypeSH

Market value$628.9K

0.52%

Sole

0.00

Shared

0.00

None

19.06K

Issuer	Class	Shares	Type	Value / Portfolio %	None
iShares Gold TrustSOLE	Stock/ETF	296.97K	SH	$10.81M 9.02%	296.97K
Vanguard Mid-CapSOLE	Stock/ETF	47.37K	SH	$10.43M 8.70%	47.37K
Invesco QQQ Trust Series 1SOLE	Stock/ETF	28.05K	SH	$10.36M 8.65%	28.05K
iShares PHLX SOX SemiconductorSOLE	Stock/ETF	18.73K	SH	$9.50M 7.93%	18.73K
Leuthold Fds Inc CoreSOLE	Stock/ETF	252.70K	SH	$7.83M 6.54%	252.70K
Schwab Fundamental US Large Company Index ETFSOLE	Stock/ETF	132.45K	SH	$7.63M 6.36%	132.45K
Global X Copper MinersSOLE	Stock/ETF	200.09K	SH	$7.53M 6.29%	200.09K
Vanguard S&P Small-Cap 600 ValueSOLE	Stock/ETF	83.89K	SH	$6.89M 5.75%	83.89K
Invesco S&P 500 Equal Weight Consumer DiscretionarySOLE	Stock/ETF	47.93K	SH	$6.61M 5.52%	47.93K
SPDR Ser TR S&P Metals & Mining ETFSOLE	Stock/ETF	113.30K	SH	$5.76M 4.81%	113.30K
iShares Dow Jones US Insurance Sector IndexSOLE	Stock/ETF	57.25K	SH	$5.03M 4.20%	57.25K
iPath DJ-UBS CommoditySOLE	Stock/ETF	158.64K	SH	$4.85M 4.05%	158.64K
AltShares Merger Arbitrage ETFSOLE	Stock/ETF	147.38K	SH	$3.75M 3.13%	147.38K
SPDR Portfolio SmallCapSOLE	Stock/ETF	80.66K	SH	$3.13M 2.61%	80.66K
Apple IncSOLE	Stock/ETF	9.06K	SH	$1.76M 1.47%	9.06K
Veritiv CorpSOLE	Stock/ETF	8.32K	SH	$1.04M 0.87%	8.32K
Fiserv IncSOLE	Stock/ETF	8.04K	SH	$1.01M 0.85%	8.04K
Berkshire Hathaway Inc Class BSOLE	Stock/ETF	2.80K	SH	$953.4K 0.80%	2.80K
Modine Manufacturing CoSOLE	Stock/ETF	22.83K	SH	$753.8K 0.63%	22.83K
Amazoncom IncSOLE	Stock/ETF	5.72K	SH	$745.8K 0.62%	5.72K
Schwab US Large Cap GrowthSOLE	Stock/ETF	9.06K	SH	$679.2K 0.57%	9.06K
Copa Holdings SASOLE	Stock/ETF	6.10K	SH	$674.8K 0.56%	6.10K
NMI Hldgs IncSOLE	Stock/ETF	25.37K	SH	$655.0K 0.55%	25.37K
Championx CorpSOLE	Stock/ETF	20.36K	SH	$632.1K 0.53%	20.36K
Halliburton CoSOLE	Stock/ETF	19.06K	SH	$628.9K 0.52%	19.06K

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