Filed: 1/30/2023ACC: 0001781948-23-000001
📋 What this filing means
LEGEND FINANCIAL ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 243 equity positions with a total reported market value of $114.41M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
243
Positions
$114.41M
Total AUM (reported)
2.04M
Total Shares
Allocation by class
IAU$11.11M9.7%
VO$8.58M7.5%
QQQ$7.98M7.0%
LCR$7.55M6.6%
SOXX$7.55M6.6%
COPX$7.30M6.4%
FNDX$7.05M6.2%
Portfolio Concentration
Top 3$27.67M24.2%
4–10$47.26M41.3%
11–25$28.53M24.9%
Rest$10.95M9.6%
Top 3 weight
24.2%
Top 10 weight
65.5%
Voting Authority Distribution
Total shares with voting rights: 2.04M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.04M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole243
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings243
Rows:
iShares Gold Trust
SOLEShares321.08K
TypeSH
Market value$11.11M
9.71%
Sole
0.00
Shared
0.00
None
321.08K
Vanguard Mid-Cap
SOLEShares42.12K
TypeSH
Market value$8.58M
7.50%
Sole
0.00
Shared
0.00
None
42.12K
Invesco QQQ Trust Series 1
SOLEShares29.97K
TypeSH
Market value$7.98M
6.98%
Sole
0.00
Shared
0.00
None
29.97K
Leuthold Fds Inc Core
SOLEShares260.40K
TypeSH
Market value$7.55M
6.60%
Sole
0.00
Shared
0.00
None
260.40K
iShares PHLX SOX Semiconductor
SOLEShares21.68K
TypeSH
Market value$7.55M
6.60%
Sole
0.00
Shared
0.00
None
21.68K
Global X Copper Miners
SOLEShares206.10K
TypeSH
Market value$7.30M
6.38%
Sole
0.00
Shared
0.00
None
206.10K
Schwab Fundamental US Large Company Index ETF
SOLEShares131.94K
TypeSH
Market value$7.05M
6.16%
Sole
0.00
Shared
0.00
None
131.94K
Vanguard S&P Small-Cap 600 Value
SOLEShares43.46K
TypeSH
Market value$6.83M
5.97%
Sole
0.00
Shared
0.00
None
43.46K
Invesco S&P 500 Equal Weight Consumer Discretionary
SOLEShares49.23K
TypeSH
Market value$5.80M
5.07%
Sole
0.00
Shared
0.00
None
49.23K
SPDR Ser TR S&P Metals & Mining ETF
SOLEShares104.16K
TypeSH
Market value$5.19M
4.53%
Sole
0.00
Shared
0.00
None
104.16K
iShares Dow Jones US Insurance Sector Index
SOLEShares55.37K
TypeSH
Market value$5.06M
4.42%
Sole
0.00
Shared
0.00
None
55.37K
iPath DJ-UBS Commodity
SOLEShares139.89K
TypeSH
Market value$4.72M
4.12%
Sole
0.00
Shared
0.00
None
139.89K
Aberdeen Physical Palladium Shs ETF
SOLEShares25.70K
TypeSH
Market value$4.24M
3.71%
Sole
0.00
Shared
0.00
None
25.70K
AltShares Merger Arbitrage ETF
SOLEShares142K
TypeSH
Market value$3.66M
3.20%
Sole
0.00
Shared
0.00
None
142K
SPDR Portfolio SmallCap
SOLEShares78.45K
TypeSH
Market value$2.90M
2.53%
Sole
0.00
Shared
0.00
None
78.45K
Apple Inc
SOLEShares11.81K
TypeSH
Market value$1.54M
1.34%
Sole
0.00
Shared
0.00
None
11.81K
SPDR S&P Biotech
SOLEShares15.66K
TypeSH
Market value$1.30M
1.14%
Sole
0.00
Shared
0.00
None
15.66K
Veritiv Corp
SOLEShares7.93K
TypeSH
Market value$965.8K
0.84%
Sole
0.00
Shared
0.00
None
7.93K
Berkshire Hathaway Inc Class B
SOLEShares2.26K
TypeSH
Market value$697.8K
0.61%
Sole
0.00
Shared
0.00
None
2.26K
The Bancorp Inc
SOLEShares22.03K
TypeSH
Market value$625.1K
0.55%
Sole
0.00
Shared
0.00
None
22.03K
Tapestry Inc
SOLEShares15.80K
TypeSH
Market value$601.7K
0.53%
Sole
0.00
Shared
0.00
None
15.80K
Schwab US Large Cap Growth
SOLEShares10.79K
TypeSH
Market value$599.7K
0.52%
Sole
0.00
Shared
0.00
None
10.79K
Copa Holdings SA
SOLEShares6.70K
TypeSH
Market value$557.6K
0.49%
Sole
0.00
Shared
0.00
None
6.70K
Schlumberger NV
SOLEShares10.19K
TypeSH
Market value$544.7K
0.48%
Sole
0.00
Shared
0.00
None
10.19K
NMI Hldgs Inc
SOLEShares25.18K
TypeSH
Market value$526.3K
0.46%
Sole
0.00
Shared
0.00
None
25.18K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
iShares Gold TrustSOLE | IAU | 321.08K | SH | $11.11M 9.71% | 0.00 | 0.00 | 321.08K |
Vanguard Mid-CapSOLE | VO | 42.12K | SH | $8.58M 7.50% | 0.00 | 0.00 | 42.12K |
Invesco QQQ Trust Series 1SOLE | QQQ | 29.97K | SH | $7.98M 6.98% | 0.00 | 0.00 | 29.97K |
Leuthold Fds Inc CoreSOLE | LCR | 260.40K | SH | $7.55M 6.60% | 0.00 | 0.00 | 260.40K |
iShares PHLX SOX SemiconductorSOLE | SOXX | 21.68K | SH | $7.55M 6.60% | 0.00 | 0.00 | 21.68K |
Global X Copper MinersSOLE | COPX | 206.10K | SH | $7.30M 6.38% | 0.00 | 0.00 | 206.10K |
Schwab Fundamental US Large Company Index ETFSOLE | FNDX | 131.94K | SH | $7.05M 6.16% | 0.00 | 0.00 | 131.94K |
Vanguard S&P Small-Cap 600 ValueSOLE | VIOV | 43.46K | SH | $6.83M 5.97% | 0.00 | 0.00 | 43.46K |
Invesco S&P 500 Equal Weight Consumer DiscretionarySOLE | RCD | 49.23K | SH | $5.80M 5.07% | 0.00 | 0.00 | 49.23K |
SPDR Ser TR S&P Metals & Mining ETFSOLE | XME | 104.16K | SH | $5.19M 4.53% | 0.00 | 0.00 | 104.16K |
iShares Dow Jones US Insurance Sector IndexSOLE | IAK | 55.37K | SH | $5.06M 4.42% | 0.00 | 0.00 | 55.37K |
iPath DJ-UBS CommoditySOLE | DJP | 139.89K | SH | $4.72M 4.12% | 0.00 | 0.00 | 139.89K |
Aberdeen Physical Palladium Shs ETFSOLE | PALL | 25.70K | SH | $4.24M 3.71% | 0.00 | 0.00 | 25.70K |
AltShares Merger Arbitrage ETFSOLE | ARB | 142K | SH | $3.66M 3.20% | 0.00 | 0.00 | 142K |
SPDR Portfolio SmallCapSOLE | SPSM | 78.45K | SH | $2.90M 2.53% | 0.00 | 0.00 | 78.45K |
Apple IncSOLE | AAPL | 11.81K | SH | $1.54M 1.34% | 0.00 | 0.00 | 11.81K |
SPDR S&P BiotechSOLE | XBI | 15.66K | SH | $1.30M 1.14% | 0.00 | 0.00 | 15.66K |
Veritiv CorpSOLE | VRTV | 7.93K | SH | $965.8K 0.84% | 0.00 | 0.00 | 7.93K |
Berkshire Hathaway Inc Class BSOLE | BRKB | 2.26K | SH | $697.8K 0.61% | 0.00 | 0.00 | 2.26K |
The Bancorp IncSOLE | TBBK | 22.03K | SH | $625.1K 0.55% | 0.00 | 0.00 | 22.03K |
Tapestry IncSOLE | TPR | 15.80K | SH | $601.7K 0.53% | 0.00 | 0.00 | 15.80K |
Schwab US Large Cap GrowthSOLE | SCHG | 10.79K | SH | $599.7K 0.52% | 0.00 | 0.00 | 10.79K |
Copa Holdings SASOLE | CPA | 6.70K | SH | $557.6K 0.49% | 0.00 | 0.00 | 6.70K |
Schlumberger NVSOLE | SLB | 10.19K | SH | $544.7K 0.48% | 0.00 | 0.00 | 10.19K |
NMI Hldgs IncSOLE | NMIH | 25.18K | SH | $526.3K 0.46% | 0.00 | 0.00 | 25.18K |
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