Filed: 11/18/2022ACC: 0001781948-22-000004
📋 What this filing means
LEGEND FINANCIAL ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 233 equity positions with a total reported market value of $106.42M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
233
Positions
$106.42M
Total AUM (reported)
1.82M
Total Shares
Allocation by class
IAU$10.22M9.6%
QQQ$8.02M7.5%
LCR$7.27M6.8%
LIT$7.06M6.6%
SOXX$6.92M6.5%
KRE$6.70M6.3%
VIOV$6.45M6.1%
Portfolio Concentration
Top 3$25.50M24.0%
4–10$44.20M41.5%
11–25$28.94M27.2%
Rest$7.78M7.3%
Top 3 weight
24.0%
Top 10 weight
65.5%
Voting Authority Distribution
Total shares with voting rights: 1.82M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.82M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole233
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings233
Rows:
iShares Gold Trust
SOLEShares324.02K
TypeSH
Market value$10.22M
9.60%
Sole
0.00
Shared
0.00
None
324.02K
Invesco QQQ Trust Series 1
SOLEShares29.99K
TypeSH
Market value$8.02M
7.53%
Sole
0.00
Shared
0.00
None
29.99K
Leuthold Fds Inc Core
SOLEShares264.42K
TypeSH
Market value$7.27M
6.83%
Sole
0.00
Shared
0.00
None
264.42K
Global X Lithium ETF
SOLEShares106.81K
TypeSH
Market value$7.06M
6.63%
Sole
0.00
Shared
0.00
None
106.81K
iShares PHLX SOX Semiconductor
SOLEShares21.72K
TypeSH
Market value$6.92M
6.50%
Sole
0.00
Shared
0.00
None
21.72K
SPDR S&P Regional Banking
SOLEShares113.86K
TypeSH
Market value$6.70M
6.30%
Sole
0.00
Shared
0.00
None
113.86K
Vanguard S&P Small-Cap 600 Value
SOLEShares45.17K
TypeSH
Market value$6.45M
6.06%
Sole
0.00
Shared
0.00
None
45.17K
Schwab Fundamental US Large Company Index ETF
SOLEShares133.73K
TypeSH
Market value$6.39M
6.00%
Sole
0.00
Shared
0.00
None
133.73K
Invesco S&P 500 High Beta
SOLEShares94.45K
TypeSH
Market value$5.42M
5.09%
Sole
0.00
Shared
0.00
None
94.45K
Aberdeen Physical Palladium Shs ETF
SOLEShares26.16K
TypeSH
Market value$5.25M
4.94%
Sole
0.00
Shared
0.00
None
26.16K
Invesco S&P 500 Equal Weight Consumer Discretionary
SOLEShares49.50K
TypeSH
Market value$5.19M
4.88%
Sole
0.00
Shared
0.00
None
49.50K
iPath DJ-UBS Commodity
SOLEShares140.10K
TypeSH
Market value$4.61M
4.33%
Sole
0.00
Shared
0.00
None
140.10K
SPDR Ser TR S&P Metals & Mining ETF
SOLEShares104.36K
TypeSH
Market value$4.43M
4.17%
Sole
0.00
Shared
0.00
None
104.36K
iShares Dow Jones US Insurance Sector Index
SOLEShares55.79K
TypeSH
Market value$4.41M
4.15%
Sole
0.00
Shared
0.00
None
55.79K
iShares US Medical Devices ETF
SOLEShares58.49K
TypeSH
Market value$2.76M
2.59%
Sole
0.00
Shared
0.00
None
58.49K
Apple Inc
SOLEShares11.97K
TypeSH
Market value$1.65M
1.55%
Sole
0.00
Shared
0.00
None
11.97K
SPDR S&P Biotech
SOLEShares15.68K
TypeSH
Market value$1.24M
1.17%
Sole
0.00
Shared
0.00
None
15.68K
Veritiv Corp
SOLEShares7.93K
TypeSH
Market value$775.8K
0.73%
Sole
0.00
Shared
0.00
None
7.93K
Amazon com Inc
SOLEShares6.08K
TypeSH
Market value$687.6K
0.65%
Sole
0.00
Shared
0.00
None
6.08K
Schwab US Large Cap Growth
SOLEShares10.92K
TypeSH
Market value$609.2K
0.57%
Sole
0.00
Shared
0.00
None
10.92K
Berkshire Hathaway Inc Class B
SOLEShares2.20K
TypeSH
Market value$588.0K
0.55%
Sole
0.00
Shared
0.00
None
2.20K
NMI Hldgs Inc
SOLEShares25.21K
TypeSH
Market value$513.5K
0.48%
Sole
0.00
Shared
0.00
None
25.21K
The Bancorp Inc
SOLEShares22.46K
TypeSH
Market value$493.6K
0.46%
Sole
0.00
Shared
0.00
None
22.46K
Global Payments Inc
SOLEShares4.55K
TypeSH
Market value$491.5K
0.46%
Sole
0.00
Shared
0.00
None
4.55K
Vanguard Growth
SOLEShares2.22K
TypeSH
Market value$475.4K
0.45%
Sole
0.00
Shared
0.00
None
2.22K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
iShares Gold TrustSOLE | IAU | 324.02K | SH | $10.22M 9.60% | 0.00 | 0.00 | 324.02K |
Invesco QQQ Trust Series 1SOLE | QQQ | 29.99K | SH | $8.02M 7.53% | 0.00 | 0.00 | 29.99K |
Leuthold Fds Inc CoreSOLE | LCR | 264.42K | SH | $7.27M 6.83% | 0.00 | 0.00 | 264.42K |
Global X Lithium ETFSOLE | LIT | 106.81K | SH | $7.06M 6.63% | 0.00 | 0.00 | 106.81K |
iShares PHLX SOX SemiconductorSOLE | SOXX | 21.72K | SH | $6.92M 6.50% | 0.00 | 0.00 | 21.72K |
SPDR S&P Regional BankingSOLE | KRE | 113.86K | SH | $6.70M 6.30% | 0.00 | 0.00 | 113.86K |
Vanguard S&P Small-Cap 600 ValueSOLE | VIOV | 45.17K | SH | $6.45M 6.06% | 0.00 | 0.00 | 45.17K |
Schwab Fundamental US Large Company Index ETFSOLE | FNDX | 133.73K | SH | $6.39M 6.00% | 0.00 | 0.00 | 133.73K |
Invesco S&P 500 High BetaSOLE | SPHB | 94.45K | SH | $5.42M 5.09% | 0.00 | 0.00 | 94.45K |
Aberdeen Physical Palladium Shs ETFSOLE | PALL | 26.16K | SH | $5.25M 4.94% | 0.00 | 0.00 | 26.16K |
Invesco S&P 500 Equal Weight Consumer DiscretionarySOLE | RCD | 49.50K | SH | $5.19M 4.88% | 0.00 | 0.00 | 49.50K |
iPath DJ-UBS CommoditySOLE | DJP | 140.10K | SH | $4.61M 4.33% | 0.00 | 0.00 | 140.10K |
SPDR Ser TR S&P Metals & Mining ETFSOLE | XME | 104.36K | SH | $4.43M 4.17% | 0.00 | 0.00 | 104.36K |
iShares Dow Jones US Insurance Sector IndexSOLE | IAK | 55.79K | SH | $4.41M 4.15% | 0.00 | 0.00 | 55.79K |
iShares US Medical Devices ETFSOLE | IHI | 58.49K | SH | $2.76M 2.59% | 0.00 | 0.00 | 58.49K |
Apple IncSOLE | AAPL | 11.97K | SH | $1.65M 1.55% | 0.00 | 0.00 | 11.97K |
SPDR S&P BiotechSOLE | XBI | 15.68K | SH | $1.24M 1.17% | 0.00 | 0.00 | 15.68K |
Veritiv CorpSOLE | VRTV | 7.93K | SH | $775.8K 0.73% | 0.00 | 0.00 | 7.93K |
Amazon com IncSOLE | AMZN | 6.08K | SH | $687.6K 0.65% | 0.00 | 0.00 | 6.08K |
Schwab US Large Cap GrowthSOLE | SCHG | 10.92K | SH | $609.2K 0.57% | 0.00 | 0.00 | 10.92K |
Berkshire Hathaway Inc Class BSOLE | BRKB | 2.20K | SH | $588.0K 0.55% | 0.00 | 0.00 | 2.20K |
NMI Hldgs IncSOLE | NMIH | 25.21K | SH | $513.5K 0.48% | 0.00 | 0.00 | 25.21K |
The Bancorp IncSOLE | TBBK | 22.46K | SH | $493.6K 0.46% | 0.00 | 0.00 | 22.46K |
Global Payments IncSOLE | GPN | 4.55K | SH | $491.5K 0.46% | 0.00 | 0.00 | 4.55K |
Vanguard GrowthSOLE | VUG | 2.22K | SH | $475.4K 0.45% | 0.00 | 0.00 | 2.22K |
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