LEGATO DONALD C enters THIRD COAST BANCSHARES, INC. with 19.85K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Indirect Derivatives

LEGATO DONALD C

Filed: 11/8/2021ACC: 0000899243-21-043525

InsiderLEGATO DONALD CCIK 1891414

→

IssuerTHIRD COAST BANCSHARES, INC.CIK 1781730

Officer· See Remarks

Since Nov 2021

19.85K

Baseline shares

25% direct

Direct ownership

1 position

56K

Derivative underlying

11 instruments

Security positions

14.85K indirect

Non-Derivative Holdings3

Common Stock

Indirect

Shares owned2.35K

Common Stock

Direct

Shares owned5K

Common Stock

Indirect

Shares owned12.50K

Total

5K direct·14.85K indirect19.85K

Security Title	Shares Owned	Ownership Type
Common Stock	2.35K	Indirect
Common Stock	5K	Direct
Common Stock	12.50K	Indirect
Total	19.85K	5K direct·14.85K indirect

Derivative Holdings11

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

Shares owned

N/A

Exercise price

16.43

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

15K

Shares owned

N/A

Exercise price

16.30

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

Shares owned

N/A

Exercise price

16.30

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

Shares owned

N/A

Exercise price

13.00

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

10K

Shares owned

N/A

Exercise price

16.78

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

Shares owned

N/A

Exercise price

16.43

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

500.00

Shares owned

N/A

Exercise price

11.00

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

Shares owned

N/A

Exercise price

11.00

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

500.00

Shares owned

N/A

Exercise price

11.00

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

Shares owned

N/A

Exercise price

16.00

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

10K

Shares owned

N/A

Exercise price

11.00

Expiration

—

Exercise window

—

Total

Underlying

56K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Option (right to buy) Direct	Common Stock	16.43	—	—	6K	N/A
Employee Stock Option (right to buy) Direct	Common Stock	16.30	—	—	15K	N/A
Employee Stock Option (right to buy) Direct	Common Stock	16.30	—	—	3K	N/A
Employee Stock Option (right to buy) Direct	Common Stock	13.00	—	—	4K	N/A
Employee Stock Option (right to buy) Direct	Common Stock	16.78	—	—	10K	N/A
Employee Stock Option (right to buy) Direct	Common Stock	16.43	—	—	1K	N/A
Employee Stock Option (right to buy) Direct	Common Stock	11.00	—	—	500.00	N/A
Employee Stock Option (right to buy) Direct	Common Stock	11.00	—	—	2K	N/A
Employee Stock Option (right to buy) Direct	Common Stock	11.00	—	—	500.00	N/A
Employee Stock Option (right to buy) Direct	Common Stock	16.00	—	—	4K	N/A
Employee Stock Option (right to buy) Direct	Common Stock	11.00	—	—	10K	N/A
Total					56K	0.00